注册制与核准制相结合,是现代各国证券发行监管的一种趋势。
The combination of the registered system and the authorized system are the trend of the supervision on the securities market.
欧洲和美国的监管机构也可能迫使这些证券创设者持有发行资产价值5%的比例。
Regulators in Europe and America may also oblige the creators of these securities to hold on to 5% of the value of the assets they distribute to others.
根据证券市场本身的层次,文章构建了一级发行市场中的寻租合谋监管博弈模型和二级交易市场中的混合策略监管博弈模型。
By considering the structure of the security market, the game model of seeking-rent supervision for the publishing market and the model of mixed strategies for the trading are designed.
通过对证券发行市场、交易市场、中介服务市场存在的损害行为进行分析和归类,以为证券市场监管合理边界的确定提供理论依据。
Through analyzing and categorizing of damage action within stock issue, exchange and intermediary markets, theory foundations that determine the boundary of administrative control are provided.
第二部分则界定了相关的概念、为后文的展开奠定理论基础、并阐述了对证券私募发行进行监管的法律价值和经济学意义。
The second chapter defines the relevant concepts, provides a theoretical foundation for the following content, and states the value of law and economy of regulation of the private placement.
第二,发行地所在国对发行国际证券的监管。
The second is the supervision regulations of the country which the issuing action taken place.
本文在导论部分首先介绍了证券、证券市场、证券发行及发行监管四个基本概念,为本文论题的展开作了铺垫性介绍。
The supervision of negotiable securities issue, the first strobe of the stock market, will directly affect the development and stability of the negotiable securities trading market.
本文在导论部分首先介绍了证券、证券市场、证券发行及发行监管四个基本概念,为本文论题的展开作了铺垫性介绍。
The supervision of negotiable securities issue, the first strobe of the stock market, will directly affect the development and stability of the negotiable securities trading market.
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