评级是抵押证券发行的关键,从而导致了泡沫。
Ratings were crucial to the distribution of mortgage securities, and therefore to the bubble.
依法监督检查证券发行和交易的信息公开情况;
Supervise and inspect according to the law the public disclosure of information on securities issuance and transactions;
第一章证券发行保荐制度的一般理论。
In chapter one, common theory is presented for sponsor system in securities listings.
第二章证券发行中信息披露义务的表现形式。
The second chapter is the concerning forms of information disclosure duties in issuing securities.
第二章我国证券发行保荐制度的几个法律问题。
Chapter two is about some law theories in the sponsor system of securities listings in our country.
大评级机构的主顾是证券发行机构,而不是投资者。
第五章证券发行虚假陈述民事责任的诉讼实现机制。
The fifth chapter is about litigation mechanism of false statement.
在证券发行市场虚假陈述的赔偿范围应扩及相关费用。
Thus, relevant fees should be covered in the compensation for false statements in the market.
美国对证券发行的管理主要是通过证券发行注册制度实现的。
The Americanmanagement of securities issue is fulfilled mainly by its registration system.
另外,还着重论述了证券发行市场虚假陈述民事责任的性质。
Moreover, the article discussed the character of misstatement in issue market.
证券市场是股票、债券和基金等有价证券发行和交易的场所。
The securities market is the place of issuance and trading of stocks, bonds, funds and other portfolio.
注册制与核准制相结合,是现代各国证券发行监管的一种趋势。
The combination of the registered system and the authorized system are the trend of the supervision on the securities market.
一些观察员宣称存在一个利益冲突,证券发行者贿赂了估价的机构人员。
Some observers say there is a conflict of interest, as the issuers of securities pay the agencies to rate them.
第二百零九条依照本法对证券发行、交易违法行为没收的违法所得和罚款,全部上缴国库。
Article 209. All the illegitimate incomes and fines lawfully confiscated and collected from issuing and trading securities against the law shall be delivered to the national Treasury.
在我国制定和实施保荐人制度,旨在建立市场力量对证券发行上市的约束机制。
The system of recommenders is established and enforced for the sake of creating a mechanism of keeping the issuance of securities within bounds by forming a marketing force.
红杉信托较高的证券发行标准有效地确保了投资者需求,但也这预示市场是有限的。
That should ensure investor demand, but implies the market is limited.
证券发行保荐责任是保荐人对证券发行虚假陈述给投资者造成的损失承担的赔偿责任。
The civil liability of sponsors in the issuance of securities is to compensate the securities purchasers 'loss caused by misrepresentation in the prospectus.
第一百五十一条证券登记结算机构应当向证券发行人提供证券持有人名册及其有关资料。
Article 151. Securities registration and settlement organizations shall supply the list of securities owners and other relevant information to the securities issuers.
欺诈发行证券罪是一种由特殊的犯罪主体在证券发行过程中故意实施的典型的证券犯罪。
The offence of issuing security by deception is a typical security crime which is deliberately committed by a special criminal object in the process of issuing security.
批评家指出:这让它们陷于矛盾,因为它们有给证券发行客户其所需等级以便赢得回头客的动机。
This leaves them conflicted, say critics, as they have an incentive to give the issuer-client the rating it wants so as to win repeat business.
证券公司是我国投资银行体系中的主体,其业务主要是从事证券发行承销和二级市场交易业务。
The securities firms is a subject in the system of investment banks of our country, their business is mainly engaged in securities issue and second marketing .
信息披露制度的常规体系结构包括证券发行披露制度、持续性披露制度和法律责任及救济制度。
The normal architecture of disclosure system includes initial disclosure system, continuing disclosure system and legal liabilities system.
在证券发行和上市后公司仍然必须依照法律规定的程序与方式持续地披露信息,这就是证券市场信息持续披露制度。
Initial disclosure system in the securities market includes information disclosure at issuing time and information disclosure while going on the securities market.
本文回顾了我国证券发行制度的变革历程,通过比较各国(地方)保荐人制度的异同,总结出我国上市保荐人制度的特点。
The article reviews the changes of security issue system in China and concludes the traits by comparing with the sponsors of other counties.
通过对证券发行市场、交易市场、中介服务市场存在的损害行为进行分析和归类,以为证券市场监管合理边界的确定提供理论依据。
Through analyzing and categorizing of damage action within stock issue, exchange and intermediary markets, theory foundations that determine the boundary of administrative control are provided.
证券发行与交易中不断出现的内部人交易问题,是当前证券违法违规的重要表现之一。探析内部人交易的行为本质、主体范围和法律责任。
Breaking the securities laws, the insider dealings have been swarming into securities business. Insider dealing essence, subjective scope, and legal responsibilities are expounded.
红杉信托请惠誉国际与穆迪这两大信用评级机构为这次证券发行评级,但是红杉对穆迪的评估采取了“雪藏”,因为它不认同穆迪对发行可能产生风险的评估。
Redwood asked both Fitch and Moody's to provide ratings for the issue, but canned Moody's because it disagreed with the agency's assessment of the risks involved in the issue.
红杉信托请惠誉国际与穆迪这两大信用评级机构为这次证券发行评级,但是红杉对穆迪的评估采取了“雪藏”,因为它不认同穆迪对发行可能产生风险的评估。
Redwood asked both Fitch and Moody's to provide ratings for the issue, but canned Moody's because it disagreed with the agency's assessment of the risks involved in the issue.
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