面向公众发行的债券,还必须获得证券交易管理委员会的批准。
If the bonds are to be sold to the general public, approval also must be obtained from the SEC.
证券交易管理委员会已经发布了新的规则,临时取消了在金融机构股票上的期货交易。
The Securities and Exchange Commission has issued new rules temporarily suspending the practice of short-selling on the stocks of financial institutions.
最近法院驳回了美洲银行与证券交易管理委员会达成的有关其涉嫌未披露美林银行奖金问题的协议。
A settlement between BofA and the Securities and Exchange Commission over the bank's alleged failure to disclose bonuses at Merrill was recently rejected by a judge.
蒙克斯先生担心由于美国证券交易管理委员会提出的方案太过复杂且脱离实际,以至于无法取得预期的效益。
Mr Monks worries that the SEC's proposals are too complicated and so unlikely to deliver the desired benefits.
蒙克斯先生担心由于美国证券交易管理委员会提出的方案太过复杂且脱离实际,以至于无法取得预期的效益。
Mr Monks worries that the SEC’s proposals are too complicated and so unlikely to deliver the desired benefits.
然而,尽管仍有传言说明年早些时候将对这些方案进行投票,但美国证券交易管理委员会还是于10月2日宣布将投票时间再度推迟。
On October 2nd, however, the SEC announced yet another delay, although there is still talk of putting the ideas to a vote early next year.
本月早些时候,因为有评论员质疑Groupon用以解释财务状况的会计指标,Groupon修改了提交给美国证券交易管理委员会的材料。
Earlier this month, Groupon revised its initial filing with the U.S. Securities and Exchange Commission after critics questioned the accounting metrics the company used to explain its finances.
这是一个帮助财务顾问和客户保持联络的社交网络服务,但同时遵守美国证券交易委员会(sec)、金融业管理局(FINRA)和金融服务局(FSA)的法规。
It's a social network that helps financial advisors keep in contact with clients - but is also in compliance with the rules from the SEC, FINRA and FSA.
市场一直不稳定。我们相信市场会继续波动,直到美国证券交易委员会着手管理高频率交易团伙的活动。
Markets have been volatile and we believe that they will remain volatile until the U.S. Securities and Exchange Commission begins to rein in the activities of the high frequency trading community.
两个月前,证券交易委员会禁止资金管理人卖空1000种金融股票。
Two months ago, the SEC briefly banned money managers from shorting 1, 000 financial stocks.
最近,几个大公司受到美国证券交易委员会指控其财务欺诈,以及随后发现其广泛而长期的运行管理欺诈后,公司轰然倒塌。
Several large companies recently collapsed amid Securities and Exchange Commission charges of fraudulent financial filings and the subsequent discovery of extensive and long-running management fraud.
大多数相同规模的对冲基金公司管理者认为不愿意让美国证券交易委员会掌握公司逐渐增长的资源是关闭基金公司充足的理由。
Most sizeable hedge fund managers would not view the incremental resources that go into SEC registration as enough of a reason to shut down.
两个月前,证券交易委员会禁止资金管理人卖空1000种金融股票。
Two months ago, the SEC briefly banned money managers from shorting 1,000 financial stocks.
两个月前,证券交易委员会禁止资金管理人卖空1000种金融股票。
Two months ago, the SEC briefly banned money managers from shorting 1,000 financial stocks.
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