本周,美国证交会委员丹尼尔·加拉格尔在一次演讲中表示:“短线思维似乎已占据主导地位 ,其代价是长期投资受损。”
"There seems to be a predominance of short-term thinking at the expense of long-term investing," said Commissioner Daniel Gallagher of the US Securities and Exchange Commission in a speech this week.
这回要肢解高盛,是美国证交会下的手。
This time to dismember the Goldman Sachs is under the SEC's hand.
该通知也并不意味着美国证交会将采取任何实际行动。
And a notice doesn't mean that the SEC will actually do anything.
预计美国证交会的调查,会着眼于王氏夫妇可能接触的人。
The SEC's investigation is expected to look at people with whom the Wongs might have come into contact.
不过,在法庭诉讼文件中,美国证交会没有指控李国宝有任何不当行为。
However, the SEC has not accused Sir David of any wrongdoing in court filings.
美国证交会(SEC)于今年5月传唤德勤提交东南融通的审计文件。
America's Securities and Exchange Commission (SEC) subpoenaed Deloitte's working papers for the Longtop audit in May.
美国证交会的职能也与联邦储备系统、商品期货交易委员会以及其他一些机构的职能重叠。
The SEC's duties overlap with those of the Federal Reserve, the Commodity Futures Trading Commission (CFTC) and others.
美国证交会的职能也与联邦储备系统、商品期货交易委员会以及其他一些机构的职能重叠。
The SEC's duties overlap with those of the Federal Reserve, the Commodity Futures Trading Commission and others.
“韦尔斯通知”并非正式指控或不法行为认定,接到通知的一方可以设法说服美国证交会放弃提起诉讼。
A Wells Notice is not a formal allegation or finding of wrongdoing, and a recipient can try to convince the SEC not to act.
美国证交会近期对金融危机时期出现违约的抵押债券交易所开展了一系列调查,这是其中最新的一次行动。
This is the latest action in a string of SEC investigations into mortgage bond deals that went bust during the financial crisis.
库默的办公室、国会的一个委员会和美国证交会(SEC)都调查了导致美国银行收购美林的相关事件。
Mr Cuomo's office, a Congressional committee and the Securities and Exchange Commission have all investigated the events leading up to BofA's acquisition of Merrill Lynch.
面对来自投资者的强烈抗议,美国证交会已对这些公司以及将它们推销给公众的美国审计师和中介网络展开调查。
Facing gan outcry from investors, the SEC has begun investigating these companies as well as the network of US auditors and middlemen who marketed them to the public.
根据记录在案显示,这家公司似乎尚未遭受惩罚,但美国证交会称在完成协议规定的义务之后,美林将很可能面临惩罚。
The firm wasn't fined under the accord, but the SEC said Merrill "faces the prospect" of a penalty after completing its obligations under the agreement.
这能说明问题,特别是鉴于伯克希尔近期与美国证交会的会计之争,美国证交会质疑伯克希尔对所持某些证券减记不足。
It's telling, especially in light of the company's recent accounting run-in with the SEC in which the regulator questioned the lack of write-downs of certain Berkshire securities.
如果美国证交会最终决定提起起诉,则可能会对标准普尔处以民事罚款、非法所得费用赔偿或寻求其他适当的衡平法救济。
If the SEC decides to act, the agency can slap S&P with a civil fine, force disgorgement of fees and or seek other appropriate equitable relief.
美国证交会指控唐给投资者们发送电子邮件,说服他们信任他,甚至让他们注入更多资金,从而允许他继续为他们进行交易。
The S.E.C. alleges Tang sent e-mails to investors to persuade them to trust him with even more of their money and allow him to continue trading on their behalf.
美国证券交易委员会(SEC)坚持公开,可搜索的数据库在IPO和其他公司的信息需要向美国证交会提交数据库叫做埃德加。
Securities and Exchange Commission (SEC). The SEC maintai a publicly available, searchable database on IPO and other corporate information that is required to be filed with the SEC.
上周证券交易委员会推出了针对单个股票,名为“断路器”的新制度:一旦市场出现异动,美国证交会可以短暂停止主要股票的交易。
Under a new system of "circuit breakers" for individual stocks put in last month by the SEC, U.S. stock exchanges must briefly halt trading of major stocks that mark big swings.
就在国际银行新规则酝酿的当口,美国证交会对高盛提起了诉讼,其目的一是加强自己的权力,二是给自己在国会的同盟增加影响力。
With the Goldman suit, the SEC enhanced its power and created leverage for its congressional allies just as new international banking rules are under consideration.
上周证券交易委员会推出了针对单个股票,名为“断路器”的新制度:一旦市场出现异动,美国证交会可以短暂停止主要股票的交易。
Under a new system of "circuit breakers" for individual stocks put in last month by the SEC, U. s. stock exchanges must briefly halt trading of major stocks that mark big swings.
高盛拒绝对布兰克·费恩的地位置评——美国证交会的申诉书中未提及布兰克·费恩——但局内人士表示,布兰克·费恩的地位没有受到威胁。
Goldman declined to comment on the position of Mr Blankfein - not mentioned in the SEC's complaint - but insiders said it was not in danger.
背景情况:一旦一家私人公司拥有500名股东,那么根据美国证交会的规定,这家公司必须对它的私募股权进行登记,并且披露其财务业绩。
Here's the background: Once a private company has 500 shareholders, SEC rules require the company to register its private stock and disclose financial results.
美国证交会的调查结果可能会令Facebook有些恼怒,甚至有可能导致二级市场估值下跌,却并不会直接导致Facebook的首次公开募股。
The SEC investigation's outcome might ruffle some Facebook feathers — and even cause secondary market valuations to fall — but will not directly precipitate an IPO.
Groupon向美国证交会提交的文件显示,该公司计划继续募集4.5亿美元的资金。 Groupon最初是在公司注册证书补充文件中披露这一消息的。
Groupon's SEC filing indiates that the company still plans to raise upwards of another $450 million, which it first disclosed via an ammended certificate of incorporation.
Groupon向美国证交会提交的文件显示,该公司计划继续募集4.5亿美元的资金。 Groupon最初是在公司注册证书补充文件中披露这一消息的。
Groupon's SEC filing indiates that the company still plans to raise upwards of another $450 million, which it first disclosed via an ammended certificate of incorporation.
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