证券经纪公司包含很多部门诸如零售部,机构投资部,业务部,研究分析部,投资银行部和法规遵循部。
A brokerage is composed of many different departments. These departments include but are not limited to: retail, institutional, trading, research and analysis, investment banking, and compliance.
证券市场信息运行体系由信息源、信息通道和信息反馈三部分有机构成。
Information running system is composed by information source, information passage and information feedback.
文章第一部分以证券服务机构为中心,概述了信息披露规则下的证券服务机构民事责任主体和法律地位。
The first section of this article focuses on the securities service agencies and provides an overview of their legal status in legal relationship under the securities information disclosure rule.
第二部分阐述特殊目的机构(SPV)破产对资产证券化意味着运作载体灭失,证券化失败。
Part II focused on the bankruptcy of SPV means the loss of carrier of Asset Securitization;
第二部分阐述特殊目的机构(SPV)破产对资产证券化意味着运作载体灭失,证券化失败。
Part II focused on the bankruptcy of SPV means the loss of carrier of Asset Securitization;
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