有100多名投资者寻求通过美国金融业监管局(Financial Industry Regulatory Authority)的仲裁解决与布伦·斯坦的纠纷,布伦·斯坦还面临着一起集体诉讼。
He faces more than 100 pending investor arbitrations through the Financial Industry Regulatory Authority, as well as a class-action lawsuit.
另外,业务规范监管局将负责投资人的保护,并且将履行目前由美国证券交易委员会(SEC)履行的许多职能。
Also, a Conduct of Business Regulator would be responsible for investor protection. This agency would perform many duties currently done by the Securities and Exchange Commission.
另外,业务规范监管局将负责投资人的保护,并且将履行目前由美国证券交易委员会(SEC)履行的许多职能。
Also, a Conduct of Business Regulator would be responsible for investor protection. This agency would perform many duties currently done by the Securities and Exchange Commission.
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