That now-demised Wells Notice did not allege that Stillwater misstated the valuation of its assets.
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As a result, Netflix was hit with a Wells Notice which means it could face action from the SEC.
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In the copy of the Wells Notice obtained by Forbes (which appears below), the names of the individual and his attorney at Herrick, Feinstein LLP were redacted.
FORBES: Gerova Financial Unit's Assets Were Questioned In SEC Wells Notice
The SEC issued a Wells Notice in June 2010, but six months later notified us in writing that it had closed the matter with no recommendation of enforcement action of any kind.
FORBES: Gerova Financial Unit's Assets Were Questioned In SEC Wells Notice
Several weeks ago lawyers for Greenberg explicitly denied that he had received a so-called Wells Notice from the SEC, which would indicate that the SEC intended to charge him with civil securities law violations.
Separately, the bank disclosed it received a Wells notice from the Securities and Exchange Commission, which is a warning civil charges may be coming, related to disclosures in its offering materials for mortgage-backed securities.
On the Monday night conference call, some investors asked if Mr. Paulson or anyone at the firm had received a government notice of potential civil charges, called a Wells notice, according to people familiar with the call.
Tunbridge Wells council has given notice to the Soup Bowl saying the site is no longer suitable.
Wells Fargo claimed that they did not receive proper notice.
When the crash of 2008 happened, and Wells Fargo yanked our only small credit line for no reason and with no notice, we pulled together as a team, tightened up the belt, and grew.
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Certainly the folks in supervision at Wells Fargo, JP Morgan, Morgan Stanley, UBS, Schwab, and elsewhere are on notice.
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The hope is that manufacturers will take notice and improve the security of their wares before the world's ne'er-do-wells perfect Brocious' technique.
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