They have been co-hosts on our series of podcasts covering these new CFTC forex trading rules.
Members are already working to harmonise accounting and trading rules, to link their systems and to combine marketing.
That is not to say violations of the personal trading rules are rare.
Likewise, corporate stock owners who must navigate tricky insider-trading rules and lock-up periods often benefit from personally tailored advice.
And Russia would be able to actively participate in shaping global trading rules.
America has struggled to use multilateral trading rules to cut through the web between government and business in Japan.
Public pension investment officials should be subject to personal trading rules at least as rigorous as those applied to SEC-registered investment advisors.
Based on the idea of perfect competition, where the market is omniscient, this code is as unenforceable as the insider trading rules.
The Monetary Authority's Yam revised interbank trading rules to boost liquidity in the banking system, making it harder to manipulate local-dollar interest rates.
My trading rules dictate that I have a basing period from which I can determine risk reward, and BP has no such pattern.
Insider trading rules were vague, and it was easy for a small circle of experts to sell a story and get others to bite.
WTO's critics, on the other hand, consider Cambodia's accession a textbook case of how the rich rig global trading rules to exploit the poor.
ECONOMIST: But Cambodia's WTO membership may not make much difference
JPMorgan Chase has become the fifth bank to be censured and fined by the NYSE's regulatory division for violations of trading rules meant to curb abusive short-selling.
Insider trading rules make the executive personally liable for getting things wrong, though much of what any chief executive--or any person--thinks at any particular time is wrong.
An advisory committee on regulatory issues has been asked by the SEC and CFTC to submit recommendations later this month on how to modernise market structure and trading rules.
ECONOMIST: The post mortem into the stockmarket slide of May 6th
Today violations of the personal trading rules by portfolio managers, such as front-running, which cause substantial monetary harm to investors, are still not required to be shown to investors.
Amid the fun-house mirrors of insider trading rules, we now live in a world where the only investors free of suspicion are people who channel their money into companies they know nothing about.
As SecondMarket offers liquidity to more private companies, founders and top executives must grapple with how much information to give employees who are also potential sellers and how to construct insider trading rules.
JPMorgan Chase (nyse: JPM - news - people ) has become the fifth bank to be censured and fined by the NYSE's regulatory division for violations of trading rules meant to curb abusive short-selling.
Notice how the CFTC may not allow Americans to get higher leverage offshore with new forex trading rules. (See my past blogs and podcasts.) Could regulators and tax authorities use extraterritorial reach on an FTT too?
FORBES: European Union To Talk Bank Levy, Financial Transaction Tax
According to the forex dealer executive I spoke with, the NFA plans to issue a notice to members perhaps today or in a few days to clarify DF and the new CFTC retail forex trading rules, mostly for implementation issues.
As for the WTO itself, bringing China in would not only open up what is potentially the world's biggest consumer market, but it would also ensure that China does not stand aloof from the trading rules that govern commerce in the globalized new century.
The Commodity Futures Trading Commission has published its highly anticipated final rules for trading off-exchange retail forex.
Accordingly, the Panel found no evidence of unauthorized trading and therefore rules this allegation to be false.
China, wisely learning from the West and elsewhere, has eased for trading and investment rules and opened its exchanges wider to entrepreneurs.
FORBES: Wealth, Bribes and Lies: Ten Years Of Tracking China's Richest
Sure, adjudicators do not have the police power to cart scofflaws off to jail, but they could banish miscreants from the trading ecosystem whose rules they violated.
Revenues are off, banks have seen a change in their mix of business, new regulations are putting pressure on profits, and banks in the U.S. are being pushed out of proprietary trading by new rules, said Ian Bentinck, financial markets industry leader at IBM.
FORBES: Banks Can Add Two Points to ROE By Reducing Complexity Says IBM
Sandberg, who is second-in-command at the company behind CEO Mark Zuckerberg, has not sold any shares based on financial filings and would have to set predetermined trading plans with the SEC before any potential selling according to rules to prevent insider trading.
FORBES: Sheryl Sandberg Finally Gets Liquid On Her Giant Facebook Stake But Is Still No Billionaire
It seems these new rules will put a stop to Americans trading retail forex offshore to evade CFTC rules.
应用推荐