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Soft dollar and proprietary trading, securities lending, foreign exchange and custody arrangements are additional issues in need of review.
FORBES: SEC Commissioners Wanted: Plaintiffs Lawyers and Consumer Advocates Need Not Apply (Sept 10,2010 )
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For example, the "Big Bang" financial deregulations include liberalizing foreign-exchange transactions, lowering securities trading costs and opening securities underwriting and investment-trust management to new players.
CNN: Misreading Japan
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That legislation, passed by a 422 to 2 margin, includes a provision introduced by Rep. Spencer Bachus, Alabama Republican, that would bar access to the U.S. capital markets to foreign oil firms involved in Sudan, as well as trading of the securities of those firms already listed on U.S. exchanges.
CENTERFORSECURITYPOLICY: Center For Security Policy