The trial of Rajat Gupta on insider-trading charges got under way in New York.
There had been speculation that Ms Stewart would also face criminal insider trading charges.
Yet his conviction on insider trading charges proved that at least some of his success had depended on illegal, unethical acts.
Pequot is much-diminished from its heyday, as investors have shied away from the firm, in part due to the insider-trading charges.
The bell tolled just over a year ago when wiretaps were first used to bring insider trading charges against Galleon Group.
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Huang Guangyu, the founder and still-largest shareholder of the electronics retailer Gome, was tried last week on bribery and insider trading charges.
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The insider trading charges focus on Mozilo's sale of company shares through four 10b5-1 trading plans arranged for him by the company.
Goldman Sachs shares were down 1.2% Tuesday on news that involved an SEC investigation into former director Rajat K. Gupta for insider trading charges.
Dallas Mavericks owner and occasional television dancing celebrity Mark Cuban has to face insider trading charges by the Securities and Exchange Commission, after all.
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The FDA said Tuesday it is aware of the insider-trading charges.
The issue of judicial nominations has taken on more overt partisan tones in recent years with Democrats and Republicans trading charges of delay tactics and smear campaigns.
Legal experts said it's tough to make insider trading charges stick when the transactions aren't focused on a single event but rather occur over a period of time.
Steven Cohen has been garnering headlines, thanks to insider trading charges at his hedge fund SAC and rumors that he paid a record sum for a Picasso painting.
Michael Steinberg, 41, was arrested at 6 a.m. at his Manhattan home on insider trading charges lodged in an indictment unsealed in U.S. District Court in New York City.
Hedge fund chief Raj Rajaratnam faces insider trading charges.
Michael Steinberg, 41, pleaded not guilty Friday, hours after he was arrested at his Manhattan apartment on insider trading charges lodged in an indictment unsealed in U.S. District Court in New York City.
The Journal reported that federal authorities are preparing insider-trading charges that could ensnare consultants, investment bankers, hedge-fund and mutual-fund traders and analysts across the U.S., and that some charges could be brought by year-end.
Countrywide Financial co-founder Angelo Mozilo, for many months a poster child of what went wrong in the financial crisis, now faces securities fraud and insider trading charges for his role in guiding the largest U.S. mortgage lender to ruin.
Lawyers for Galleon Group founder Raj Rajaratnam head to court Tuesday afternoon to persuade a federal district court judge in New York to suppress evidence from government wiretaps that led to criminal insider trading charges against the hedge fund manager.
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Earlier this year, Preet Bharara, the U.S. Attorney in Manhattan, who recently brought criminal insider trading charges against Matthew Martoma, a former SAC Capital employee, said that his office is sensitive to the fact that a criminal investigation can undermine confidence in a company.
Manhattan U.S. Attorney Preet Bharara could not have been more withering yesterday in his attack on what he depicted as a culture of fraud on Wall Street, as he gave a press conference announcing insider-trading charges against three hedge fund managers, Noah Freeman and Donald Longueuil, formerly of SAC Capital Advisors, and Samir Barai, who ran Barai Capital Management.
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Rich, who had fled the country anyway, was indicted for illegally trading with Iran and charges of tax evasion.
Today, Garrett Bauer (44) of New York, NY was sentenced to 9 years in prison after agreeing last December to plead guilty to charges of trading stocks based on confidential information related to mergers and acquisitions.
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Both men will remain in prison to face charges of insider trading filed earlier this week.
The Basel Committee has already proposed higher capital charges for complex trading and exotic securitisations.
In February of 1987, he brought charges of insider trading against two Kidder, Peabody executives.
Prosecutors are building a case against her on charges of insider trading, obstructing justice and making false statements.
Elsewhere in scandal-land, Sam Waksal pleaded guilty to charges of insider trading in the shares of his firm, ImClone, in return for keeping his daughter out of jail.
Meanwhile, the U.S. Attorney for the Southern District of New York is investigating whether PurTest was a criminal hoax, and the SEC is looking into possible charges of insider trading.
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