If advisers have any questions or want to see samples of other brochures listed onthe order form, they can contact Nicole Maholtz by e-mail or by calling 800-694-7624.
He denied knowledge of and responsibility for the judgments, repeatedly avoided answering direct questions about the federal tax lien and his Form U4 disclosures, and said he disclosed his bankruptcies on some (though not all) of the Forms U4 he submitted.