After his felony charge and subsequent misdemeanor guilty plea and subsequent conviction, Yurkovskiy was required to amend his Form U4 within 30 days to disclose those three distinct events.
It was admittedly a "kitchen sink" quarter in which every special charge, almost all of them related to the mortgage meltdown or subsequent foreclosure settlements, was dumped.
In a subsequent criminal trial, Mr Berger was acquitted of violating endangered-species laws, but convicted on the lesser charge of misusing a pesticide.