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But SROs are the only affordable housing available to some of LA's poorest residents.
NPR: Promise, Fears in Revitalizing Downtown L.A.
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With the next few weeks, SROs will publish aggregated short sale volume on their websites daily.
FORBES: Magazine Article
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But Spitzer and his cadre of state officials revealed an even bigger hole in the SROs armor.
FORBES: Magazine Article
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Public or not, the SROs must prove Eliot Spitzer wrong or suffer the fate of Public Oversight Board.
FORBES: Rewriting Wall Street's Rulemakers
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In enacting company listing standards and safeguards against analyst conflicts, the SROs have signed themselves up for an existence-defining task.
FORBES: Rewriting Wall Street's Rulemakers
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By then--late May--the SEC had approved the SROs new rules for analyst disclosure, but Spitzer was the first to bare his teeth.
FORBES: Rewriting Wall Street's Rulemakers
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From here, it looks like the U.S. exchanges, markets and SROs will need some extra cash to follow through on their regulatory promises.
FORBES: Magazine Article
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Most of Skid Row's inhabitants live in single-room-occupancy hotels, or SROs.
NPR: Promise, Fears in Revitalizing Downtown L.A.
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Currently, the marketplace operations of SROs are regulated by not-for-profit law.
FORBES: Spitzer Shooting At Lame Ducks
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Where was the U.S. Securities and Exchange Commission, which has rulemaking approval for the SROs, such as the NYSE, the NASD, regional stock exchanges and clearinghouses?
FORBES: Spitzer Shooting At Lame Ducks
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He demonstrated that SROs were disadvantaged by their close ties to the securities industry and public companies, which were supposed to be their rule-making and enforcement strengths.
FORBES: Magazine Article