Floating the yuan would also relieve the monetary authorities of self-defeating exchange rate intervention.
Another obstacle is the self-interest of exchange members, who have made a comfortable living from the old ways, and will defend them.
The exchange is a self-regulating organization, meaning that--headed by its 22 directors--it is charged with ensuring that its 365 member firms and 2, 800 listed companies follow the rules designed to keep the stock market fair and competitive.
It is striking that participants do not view literacy classes or training courses as a set of mechanical skills or information that must be learned, but rather as a process of empowerment made possible by the exchange between participants, and between the self and the written word.
UNESCO: Associates in Research & Education for Development (ARED)
The Municipal Securities Rulemaking Board, a self-regulatory body that reports to the Securities and Exchange Commission, has proposed rules that would require brokers to ask clients about the importance of state tax benefits, explain a client's direct-sold in-state plan for comparison purposes, and determine what is most suitable for the client--instead of just pushing broker-sold out-of-state plans that might carry higher commissions for them.
The Securities and Exchange Commission has filed civil fraud charges against a self-described Beverly Hills, Calif.
Some were self-induced, like accounting issues that attracted the notice of the Securities and Exchange Commission.
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The payout plan, which requires Securities and Exchange Commission approval, would be overseen by the Financial Industry Regulatory Authority, a Wall Street self-regulator.
Many of the reports on the exchange also focus on how it has lagged as a regulator, as the NYSE is famously a self-regulating organization.
The exchange's function as a securities marketplace fits this definition, but what of its duty as a self-regulatory organization (SRO) to regulate its members and listed companies?
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