Heidi Miller Heidi Miller is making good on her pledge to find a way of better coordinating the sprawling securities services operations of JPMorgan Chase .
FORBES: JPMorgan's Miller Begins Drive To Consolidate Securities Ops
She is combining two formerly separate divisions that focus on an array of processing, trust, custody, and other securities services for issuers and investors.
FORBES: JPMorgan's Miller Begins Drive To Consolidate Securities Ops
The bank said there were slight improvements in business and consumer loans this quarter, and that Treasury and securities services assets increased by 8% from the year before.
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Heidi Miller is making good on her pledge to find a way of better coordinating the sprawling securities services operations of JPMorgan Chase (nyse: JPM - news - people ).
FORBES: JPMorgan's Miller Begins Drive To Consolidate Securities Ops
In December, the state solicited proposals for outside securities-litigation services for North Carolina's various pension funds.
Steven Bisgay (45), Senior Managing Director, Chief Financial Officer of the Company, has more than 20 years of experience in the securities and financial services industries.
Through Citicorp and Citi Holdings, Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services and wealth management.
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Those concerns are growing amid mounting accusations that the banks and brokerages which handle their securities transactions have been over-charging corporations and public entities for various services, including securities lending and foreign exchange conversions.
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Salomon Smith Barney, the securities arm of financial services company Citigroup, recently said it would offer Internet trading later this year, reversing a previous policy of limiting clients' Internet access to research and portfolio checking.
All securities are offered through HighTower Securities, LLC and advisory services are offered through HighTower Advisors, LLC.
In October, the China Securities Regulatory Commission introduced new rules relaxing restrictions on securities companies offering wealth-management services.
Commerzbank AG, Dresdner Kleinwort Securities LLC, and Dresdner Kleinwort Services LLC v.
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Several years ago, after the financial crisis, I discussed the subject of a financial services leadership vacuum in Securities Industry News, now Securities Technology Monitor.
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"The conflicts of interest with Hewitt and Aon put EnnisKnupp's clients at high risk, " declares Edward Siedle, a former federal securities regulator who now heads Benchmark Financial Services, an Ocean Ridge, Fla. firm that investigates institutional money manager abuses and also helps in selection.
Brokerage services are offered through First Republic Securities Company, LLC.
Every single financial services firm has a huge portfolio of securities that must be closely observed and analyzed in as close to real time as possible.
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In March Orix snapped up a trust license from bankrupt Yamaichi Securities so its branches can offer clearing and other banking services.
"Implementation will impose significant challenges and costs for many United States financial-services firms and their customers, " the Securities Industry and Financial Markets Association, a Wall Street trade group, said in a statement.
GMI, based in New York and recently merged with the Corporate Library, a governance research firm, rates the practices of more than 4, 100 companies by examining pertinent public data, including regulatory filings, company websites and news services, to see how well they follow securities regulations, stock exchange listing requirements and various corporate governance codes and principles.
Bovespa provides trading, clearing, custody, and other services with regulation of the financial markets by the Securities and Exchange Commission of Brazil.
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Venture Economics Information Services, a research firm owned by Thomson Financial Securities Data and based in Newark, Ner Jersey, did the calculations for us.
"In New York, Attorney General Eliot Spitzer needs a healthy financial services sector, " says Jennifer Arlen , a securities law professor at New York University.
Among those scheduled to testify: the heads of the financial services industry groups, including the Financial Services Roundtable, the American Bankers Association and the Securities Industry and Financial Markets Association.
The CFTC said Wednesday that the New York firm, a securities broker, commodities trader and provider of risk-management services, failed to put in place adequate risk policies and controls in 2008 and early 2009, a period that included the depths of the financial crisis.
The Malaysian Securities Commission has taken the view that web-based investment advisory services that would charge money should be licensed separately to protect investors.
In January, Goldman Sachs was granted licenses by the Securities Commission in Malaysia to set up fund management and investment advisory services in Malaysia.
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At the SIFMA securities conference June 15, two panels on social media and financial services revealed a world of confusion, contradiction, wishful thinking, denial and regulators lagging behind developments.
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Goldman Sachs is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals.
Manhattan's U.S. attorney says Chilowitz, a former employee in Morgan Stanley's information technology department, stole a list of Morgan Stanley's hedge fund clients and the calculations of rates each paid for prime brokerage services, a booming business for investment banks that includes securities lending and financing.
"What Qualcomm is doing is saying, 'We know there's concern about delivering these kinds of services through the cellular network, '" says Pacific Crest Securities analyst James Faucette.
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