The law was passed after the myriad scandals that rocked American securities markets, e.g.
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If they start to deploy that in mergers and securities markets, the industry will benefit.
If the public securities markets remain closed, there will be many more such mergers.
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The theory, developed by Nassim Taleb, is about the occurrence of rare events that affect the securities markets.
Several regulators trying different approaches should reveal more about what leads to the most smoothly functioning securities markets.
The main shortcoming is the relentless short-termism pervasive in our public securities markets.
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On June 2, when the unemployment stats edged up from April's 3.9% to May's 4.1%, the securities markets celebrated.
It means that future bond purchases - if they happen - will not involve the Securities Markets Programme (SMP).
For sure, Rajaratnam became, at least temporarily, a billionaire subverting the U.S. Securities markets by flagrantly flouting the law.
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The most bullish talking point for securities markets is prolonged low interest rates.
What keeps Ebay from becoming a stock market is government regulation: Most countries like their securities markets to follow rules.
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If the Soviet Union is permitted to enter the U.S. securities markets, however, it could breakout of this constrained borrowing base.
They know absolutely nothing about the challenges investors face every day in seeking fair treatment in their dealings in the securities markets.
That entity covers about 80% of the Nordic and Baltic securities markets.
Credit Suisse is a prime example of a bank that has greatly increased its exposure to the securities markets over the past decade.
Regulation is a natural barrier to market consolidation across borders, but a second force bears on securities markets in exactly the opposite way: technology.
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The trouble is, the banks suspect that even worse problems may be lurking, especially in the asset-backed securities markets where most have invested heavily.
In recent years, the securities markets have undergone significant changes, and none has had more impact than the development of technology systems with ever-increasing speed and capacity.
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This native Californian, a Berkeley and Wharton graduate, arrived on the scene in the late 1960s at a time of turmoil in the credit and securities markets.
We are all his victims: investment professionals, accounting, consulting and legal professionals whose integrity is called into question, the investing public and the securities markets in general.
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While conclusive truth in the securities markets is impossible to find, the overwhelming evidence suggests that active management reliably generates increased cost, tax, and risk while reducing returns.
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But more interesting, to the bond markets, was what Mr Draghi said about the Securities Markets Programme: the ECB's purchases of bonds from Italy, Spain, Greece and the rest.
But the overall health of the American economy, and the global economy, is shaped far more by how public securities markets operate than by the impact of private equity.
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But with the commercial mortgage-backed securities markets virtually shut down, the buyers could turn to their own balance sheets or to life companies and other institutional investors for support.
The SEC hopes that the large trader reporting rule will bolster their ability to oversee the US securities markets in a time when trades can now be transacted in milliseconds.
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In the 1970s and 1980s they led the development of asset-backed securities markets, by selling bundles of mortgages, something none of America's then small mortgage banks could have dreamed of doing.
Securities markets, even in emerging economies, are generally efficient.
Fears of widespread redemptions and deepening losses spooked the mortgage securities markets Wednesday after Bear Stearns told investors in two troubled hedge funds that there was "very little value" left for them.
Chinese state media reported a government official as saying that the tax rise, which has been approved by the Chinese cabinet, "is intended to help promote the healthy development of the securities markets".
The ECB has been buying sovereign bonds since May 2010 through its Securities Markets Programme (SMP), supposedly for monetary purposes but in reality to bring down yields in places like Italy and Spain.
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