Prime brokerage is the business of catering to hedge funds, particularly lending securities to funds so they can execute their trading strategies.
Active funds turnover securities in an attempt to beat a market and index funds turnover securities in an attempt to track a market.
This was the lowest allocation to fixed-income securities and funds since February 2011.
Conversely, if you are underweighted in bonds, you put the new contribution to work by purchasing fixed-income securities or funds.
Barry Barnitz, one of the main contributors to the site, keeps track of the commissions paid by Vanguard to trade securities within funds.
Funds with the most securities are on the left and funds with the least are on the right.
Investments in securities and tokkin funds (institutional trusts that may deal in derivatives) once accounted for 40% of assets.
The Fed offered to expand its emergency lending program to help commercial banks finance the purchase of asset-backed securities from the funds.
But some of the buyers of those securities (hedge funds, conduits and structured investment vehicles) were ultimately dependent on the banks for finance.
When the Fed makes loans or acquires securities, the funds enter the banking system and ultimately appear in the reserve accounts held at the Fed by banks and other depository institutions.
Currently, when funds trade securities, they are required to pass on their capital gains from those trades to individual investors in their funds, who are taxed on the gains each year.
Dividend yield is a popular idea these days for both individual securities, and mutual funds.
FORBES: Focus On Assets And Liabilities When Planning Your Portfolio
Third, the low turnover of securities in most index funds keeps Uncle Sam away from your hard earned money.
Therefore, compare the holdings between all of your accounts and consider alternatives when similar funds or securities are held.
FORBES: Benefits From Asset Allocation Are Harder To Come By
In a taxable portfolio holding dozens of funds or securities, overly active tax management can get sloppy and expensive.
Oppenheimer declined to confirm that estimate but pointed out that the firm doesn't take a cut of its funds' securities-lending income.
The ability to recruit a large new group of Western lenders (e.g. securities firms, pension funds, insurance companies, corporations and even individuals).
R. clients intended to use that information in connection with the purchase or sale of securities by the hedge funds for which they worked.
By this device, Moscow could access U.S. securities firms, pension funds, insurance companies and corporations as new lenders of untied funds down the road.
As a result of these factors, valuing the securities holdings of venture funds is far less clear than valuing real estate in a pension portfolio.
FORBES: Pensions Funds: Funding Unsavory Practices of Venture Capitalists (May 1, 2000)
"With banks, funds, securities companies and third party managers successively entering the wealth management space, wealth management competition is becoming white hot, " said Beijing-based National Trust Ltd.
So, if you are already paying someone (like a financial planner) a fee to pick funds and securities for you, consider switching to Fidelity and using this product.
In due course, the Soviets would be able to tap into large numbers of new non-bank lenders such as: securities firms, pension funds, insurance companies, corporations, and even individuals.
The Judiciary Committee, chaired by Pennsylvania Republican Arlen Specter, is examining the relationship between hedge funds and securities analysts to see if there are abuses that can open the door to market manipulation.
The company through its bank provides traditional commercial, retail and mortgage banking services, as well as other financial services in the fields of investment banking, asset management, trust, mutual funds, securities brokerage, insurance and other specialty financing.
The recruiting of an entirely new group of lenders -- including securities firms, pension funds, insurance companies, corporations and even individuals -- diversifying away from sole reliance on Western governments and commercial banks as sources of funding.
This could lead to sales of treasury securities by what I estimate could be about 3% of the mutual and pension funds holdings in those securities.
Prime brokerage is the business of servicing hedge funds, including securities lending, trade execution and cash management.
Instead of borrowing from banks, those in need of funds could issue securities.
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