In January 2004 he pleaded guilty to two counts of wire and securities fraud.
On Wednesday, the U.S. attorney in New York charged former CEO Phillip Bennett with securities fraud.
Mr. Kumar pleaded guilty to securities fraud and conspiracy, cooperated, and is awaiting sentencing.
David Gordon and Richard Clark, both of Tulsa, were convicted of securities fraud and other crimes.
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It started on October 16, 2009, when six individuals were arrested for securities fraud and conspiracy.
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In June he pleaded guilty to charges of conspiracy to commit securities fraud and falsifying books.
John Mattera is the latest scam artist charged with securities fraud, wire fraud and money laundering.
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Madoff, a former Nasdaq chairman, was arrested December 11 and charged with securities fraud.
Last year, to settle similar securities fraud charge, Angelo Mozilo, the CEO of Countrywide Financial Corp.
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Last year he was sentenced to another prison term for another run-in with securities fraud.
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Bauer and Kluger are also each charged with nine counts and 11 counts of securities fraud, respectively.
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The plaintiff alleged that the SEC examination related to a large-scale securities fraud perpetrated by the adviser.
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In its latest salvo, the government charged Mathew Martoma with three counts of securities fraud last week.
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The Russian government has denied U.S. requests to bring Mogilevich to the U.S., where he faces criminal securities fraud charges.
Ross Mandell and Adam Harrington are on trial for crimes related to securities fraud while employed at Sky.
Mandell and Harrington face decades in prison if they are found guilty on charges related to securities fraud.
Jeffry Picower, who died in 2009, was the biggest beneficiary of the Bernard L. Madoff Investment Securities fraud.
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Rouse (56) went to trial to defend himself on charges of securities fraud, mail fraud and money laundering.
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He was never accused of securities fraud or of even being negligent in his management of the company.
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In the United States it has always been difficult to prosecute publishers of financial opinions for securities fraud.
The six were accused of securities fraud over filings made between 2006 and 2008 during the mortgage meltdown.
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The agents arrested him on charges of conspiracy and securities fraud, and released him on a hundred-million-dollar bond.
The Securities and Exchange Commission also brought securities fraud charges against two other former Countrywide executives on Thursday.
The former SAC employee is being charged with conspiracy to commit securities fraud and conspiracy to commit wire fraud.
Shah was plead guilty in November 2010 to one count of securities fraud and three counts of wire fraud.
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Federal prosecutors charged each with one count of securities fraud related to Sedona.
The Manhattan jury concluded that Rajaratnam was guilty on five counts of conspiracy and nine counts of securities fraud.
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Last December Broadcom CFO William Ruehle stood trial for charges on 21 counts of options backdating and securities fraud.
Half of Alexander's practice is devoted to oil and gas securities fraud cases.
Sullivan last week pleaded guilty to participating in the same securities fraud scheme with which Ebbers is now charged.
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