The watchdog has also taken action against a former shares broker for selling high-risk shares to customers without their consent and using "unacceptable" sales tactics.
On news of Horizant s cancer risk, shares of Santa Clara, Calif.
However, there is still a small risk that shares will perform poorly for several decades, against which youth offers no defence.
We continue to believe the company is directionally challenged, but see the upside risk to shares as now more appropriately balanced with downside reward.
Furthermore, we do not believe there is significant downside risk to the shares at current valuations.
We see no risk in owning shares here except the opportunity cost as investors continue to gravitate towards growth.
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Our approach shares risk with the private sector, efficiently leverages taxpayer dollars, and deploys private-sector competition to determine market prices for currently illiquid assets.
However, there is considerable risk should EBAY shares continue to decline.
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So long as any investors are able to mix enough shares into a portfolio to diversify away specific company risk, they will bid up the price of those shares until they reflect only market risk.
When you write a covered call, you always run the risk of losing your shares.
Marvell and NVIDIA both have heavy PC exposure and downside EPS risk, with NVDA shares having held up relatively well lately.
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Haitong pulled its offering last fall amid market turmoil and then, when it came back to the market, pushed the nine bankers on the offering to find big investors to buy shares or risk being thrown off the deal.
Risk arbitrageurs typically buy the shares for a couple of percentage points of short-term gains.
This risk notwithstanding, we own shares in Southern Co (SO) and DTE Energy (DTE).
In fact, outside America, trading volumes on many global markets were low last month, as some investors sat on their shares rather than risk millennium-bug troubles.
BAA's monopoly grip on London's three main airports only heightens the risk and depresses Ferrovial's shares.
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Of course, if the deals fall apart, there is downside risk to be had in Sprint shares.
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Suppose a share-trading account is closed for lack of verification: who bears the risk if the price of the shares in the account fall?
Hard to say if the stock is down on actual or imagined insider selling, but the fact is that the market is at risk of being flooded with Tesla shares.
This is one way to see that shares generally carry more risk than bonds: bondholders have a higher legal claim, or seniority, on the cashflows of a business than do shareholders.
Convertible sukuks take the Islamic principle of shared risk to heart by converting into shares if the company goes public, and buyers of convertible sukuks may find themselves first in line for a company's initial public offering.
As you can see, while you actually get paid (via the net credit) to enter this stock repair strategy, you run the risk of having your 100 AAPL shares called away if the stock bounces back too sharply.
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Since the late 1940s, when an American journalist, Alfred Winslow Jones, began taking off-setting positions in shares to hedge market risk, New York City and (more recently) a swathe of leafy suburbs radiating from Greenwich, Connecticut, have been the centre of what became the hedge-fund world.
Stock investors can manage risk by buying a diverse basket of shares, but a college student bets on a single asset: himself.
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These shares carry not only company risk, but also interest-rate risk.
But many are still nervous: last month, Morgan Stanley advised investors to sell Merck shares because of the downside risk that Vytorin might actually prove worse for patients than Zocor.
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"If you write a call on your IBM shares, you reduce both risk and potential return, one for one, " says Bob Whaley, a Vanderbilt University professor who in 1993 developed the Chicago Board Options Exchange Market Volatility Index, or VIX, which tracks investor expectations for market volatility.
Goldman Sachs analyst James Covello this morning cut his rating on Applied Materials to Sell from Neutral, while reducing his stance on Lam Research to Neutral from Buy, asserting that a recent rally in semiconductor equipment shares has created significant downside risk for the group.
Spanish banks have come under criticism for selling complex, high-risk products through their branches, like preferential shares.
Lastly, investors made risk-averse by the frailty of technology shares in the United States have demanded high premiums on all emerging-market debt.
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