Rather, the brochure supplement must simply identify the fact that an advisor has a disciplinary event in their past and provide a link to the regulatory web site where that event is described (SEC or FINRA).
Ocean Power also plans try out its system off the coast of Oregon, and has a preliminary permit from the U.S. Federal Electrical Regulatory Commission to build a 50-megawatt station on the site.
The grand jury report has also cast blame on Pennsylvania's regulatory agencies, arguing that they did nothing to respond to a series of complaints and site violations against Dr Gosnell as well as after the death by overdose of Karnamaya Mongar, a refugee from Nepal.
Compressor station opponents in the town of about 4, 400 residents wants the Federal Energy Regulatory Commission to reconsider a proposal by the residents to put the industrial facility on a more remote company-owned site that's farther from homes and farms.