Stockbrokers and insurance agents generally work on commission, while Registered Investment Advisors tend to charge either an hourly fee or a percentage of assets under management as compensation.
Unless they are fiduciary advisors like certified financial planners or registered investment advisers, they are selling a list of products that charge commissions.
After several coordination tests, he was given a breathalyzer test that registered 0.139, well above the legal limit of 0.08 for a driving under the influence charge, the report said.