Thank you, Internal Revenue Service, for that magnificent gift-wrapped Reg. 130477-130481, issued Jan. 11.
On Friday a NYSE spokesman downplayed the request for the extension, saying the exchange was already compliant with Reg.
But Tuesday's trade delays, which spread to other networks and exchanges though less noticeably, have increased the anxiety as Reg.
The SEC has taken 13 enforcement actions against companies and executives for alleged earnings leaks and other rule breaches of Reg.
How much of a benefit does Sauter attribute to market developments in the past 15 years, which include decimalization, high-frequency trading, increased fragmentation, Reg.
Who knows: If Republicans take control of Congress in the November 2010 midterm elections, perhaps they will water down some excess in Dodd-Frank Fin Reg.
He was aboard Battleship, a diminutive American owned and bred chaser sent over the Atlantic to be trained for the race by Hobbs's father, Reg.
In case you were wondering about how Reg.
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Reg. 77783 (December 14, 2010), with such modifications as are necessary to permit their joint publication, without prejudice to the authorities of the Director of National Intelligence and the Director of the Office of Personnel Management under any Executive Order, and to the extent permitted by law.
In his debut speech as minister, Danny Kennedy paid tribute to his predecessor Sir Reg Empey.
They were the first firms to be slapped with a NYSE censure since the enactment of Reg SHO.
The SEC noticed and asked him in a letter to explain how his Twitter updates complied with Reg FD.
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Current SEC Chairman Christopher Cox acknowledged this practice in July when he put out for comment proposed amendments to Reg SHO.
"Relying on an automated process is remarkably lax and typing key words into Google can show up illegal sites quite quickly, " says online security adviser, Reg Walker.
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"He realised that violence belonged in the past and was keen to play his part in helping loyalists make the transition towards exclusively peaceful and democratic means, " Sir Reg said.
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The CFTC and NFA are scrutinizing forex brokers more now after their Oct. 18, 2010 effective date for RFED registrations in accordance with their new CFTC rules for forex transactions, sanctioned by Dodd-Frank Fin Reg too.
While it might seem crazy to assert that you can have taxes withheld from a distribution that was negated by a 60-day rollover, but the IRS allows you to do a tax-free rollover of a distribution that has been sent to the IRS as withheld income tax, by using substitute funds (see Reg 1.402(c)-2, A-11).
We answer a key question about whether a U.S. retail forex trader can trade on a non-RFED registered foreign platform after the Oct. 18 registration due date (90 days after Dodd-Frank Fin Reg enactment).
Imagine that you are 28 years old and was hired by a broker dealer to conduct due diligence on Reg D offerings.
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Motorola (nyse: MOT - news - people ), which was not censured for any actions, was also the subject of a Reg FD investigation.
While we cannot conclusively determine that managers are providing selective disclosure in these off-line settings, our evidence does suggest that selective access to management conveys more benefits to investors than public access even in the post-Reg FD period.
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Even with Vista codec packs installed (we used K-Lite) and the .mp4 reg hack which supposedly enables MP4 file indexing in WMP11, we could still only jam more "traditional" WMP-capable media into the library (MPG, AVI, etc.).
Both dollar and euro tranches will be structured as seven-year bullet notes under Rule 144A and Reg S, for life.
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Flo, short for Florence, was also the name of Reg Smythe's mother.
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But in his comment letter, dated Sept. 8, the governor urged amendments to Reg SHO, including shorter trade settlement deadlines and daily disclosure of trade failures.
Stir in a high-minded wife (Marin Ireland), a sluttish but good-hearted starlet (Rachel Brosnahan), a school-of-Uriah-Heep agent (Chip Zien) and a thuggish studio fixer (Reg Rogers) and you get .
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