Relying on the Martin Act, a vaguely worded state law that enables the attorney general to file civil or criminal charges in a broad range of securities cases, he targeted various investment banks in 2001, accusing their research divisions of producing overly optimistic reports on investment banking clients.
Interest rates on global fixed-income securities currently range from less than 1% to 5%.
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Aspiring Europeans are still trying, because global banks must be able to sell securities to a wide range of American investors.
This gathering of left-leaning, activist-sympathetic lawyers is an odd place for a Forbes journalist to show up, but they wanted a full range of views for the panel on securities litigation.
Goldman Sachs is a global investment banking and securities firm, providing a full range of investing, advisory and financing services worldwide to a substantial and diversified client base, which includes corporations, financial institutions, governments, and high net worth individuals.
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In the first quarter, 36% of U.S. IPOs were priced above the range originally outlined in registration documents filed with the Securities and Exchange Commission.
Last year guest nights booked fell in the range of 12 million to 15 million, estimates Wedbush Securities analyst Michael Pachter.
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Goldman Sachs is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals.
According to analysts a UBS Securities India, these acquisitions give Jain a fuller product range, enabling it to extend its reach into mature markets in the U.S. and Europe.
Schwab and Fidelity offer a range of so-called managed accounts, portfolios of funds and individual securities assembled by professional money managers.
Through Citicorp and Citi Holdings, Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services and wealth management.
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Chris Ahrens, head of U.S. interest-rate strategy at UBS Securities LLC. in Stamford, Connecticut, said the 10-year yield could trade in a range between 1.5% and 1.75% over the next three to six weeks.
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The rest are in the 10% to 13% range, so keep a watch on them, since they may become buys long before the next issue of Income Securities Investor.
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