His sales staff cold-called potential investors and sent them prospectuses promising access to "secret" oilfields.
Ask your adviser for your funds' prospectuses and look for the funds' expense ratios.
Barstein: Participants generally are not getting prospectuses but most people can get them online.
Firms that want to list must publish prospectuses and accounts to the highest international standards.
Michael Burry combed through the prospectuses of mortgage-backed bonds and concluded that lending standards were sagging.
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He said none of these expenses were listed in the prospectuses he had prepared for the investors.
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They all promptly sent prospectuses, but they made no mention of restrictions other than minimum investment levels.
Per their prospectuses, they must purchase the commodities, and for these funds, this means buying the futures contracts.
Prospectuses for initial public offerings are too long and detailed, while those for additional share issues are skimpy.
On cross-examination, the expert admitted that he often testifies that clients who are given prospectuses must read them.
The attorney further charges that the prospectuses Morgan Stanley provided clients included "misreprentations and omissions" of its financial interests.
Start with the "expense ratio, " defined to include the money manager's fee plus overhead for things like mailing prospectuses.
Similar to peer-to-peer financing site Lending Club, Mosaic puts the burden on investors to assess the risks in project prospectuses.
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Howls of protest from practitioners, and even from some national regulators, complained that the proposals were half-baked, particularly concerning prospectuses.
On Monday, California investors could browse prospectuses from three affordable housing complexes in Northern California seeking to install solar arrays.
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One group was given prospectuses which neatly summarised the funds' objectives, risk profiles, costs and past performance in a few pages.
He said there would have to be a legal right for students to move universities if they have been misled by prospectuses.
First Deriviative took the position that JCG and its wholly owned subsidiary JCM made false statements in mutual fund prospectuses filed by JIF.
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One way the regulator hopes to enforce that is by holding the underwriters liable for the accuracy and completeness of listing prospectuses, Mr. Wheatley said.
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Other priorities of the Lamfalussy report are new directives on prospectuses accompanying the sale of new securities and on market abuses, such as insider trading.
In many cases, if you look at the prospectuses of these shariah financial institutions, they don't even mention that they have a shariah advisory board.
The trick to finding the right match is to paw through a stack of prospectuses, understand the arcane language and dig through slick sales pitches.
That the schools know this is their main purpose is clear from the prominence of the university destinations of alumni in prospectuses and on websites.
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Mutual funds disclose in their prospectuses certain fees that are included in an expense ratio and then agree secretly to rebate some portion of those fees.
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Furthermore, even the prospectuses that related to the investment options falsely represented that they were subject to comprehensive federal regulation that would protect the interests of consumers.
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If you look in most of the prospectuses for shariah compliant financial institutions and instruments, mutual funds and what have you, they'll very briefly sometimes mention shariah.
Pay close attention to the expense ratios listed in prospectuses.
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The other group received the standard long-winded and hard-to-understand prospectuses.
ETFs trade like a stock but track the price of the commodity, with prospectuses of the major metals ETFs saying that gold is put into storage to back the shares.
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Under questioning later he said schools that opposed streaming would not be forced to introduce it, saying politicians could not "stand in Whitehall and set the prospectuses for every school".
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