Prudential regulations on pension funds' investment can be relaxed to allow more investment in private securities.
This release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.
They make up less than 5% of global reserves and there are no private securities in SDRs.
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Central banks have responded by expanding loans to financial institutions, purchasing private securities and buying government debt.
This press release contains "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995.
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This news release includes "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995.
This document includes "forward-looking statements" as that term is defined under the Private Securities Litigation Reform Act of 1995.
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This press release contains forward-looking statements as defined in the Private Securities Litigation Reform Act of 1995, as amended.
In 1995 the Private Securities Litigation Reform Act substituted proportionate liability for joint and several liability as the standard for damages.
The winner gets a copy of the Private Securities Litigation Reform Act , which has done little to discourage these lawsuits.
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This document contains forward-looking statements, which are made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995.
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This release includes forward-looking statements intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995.
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Certain statements in this communication and the attachments may constitute "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995.
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Fahy is a private securities lawyer in Fort Worth, Texas, who previously worked for the Securities and Exchange Commission and the Texas State Securities Board.
No person associated with a member shall participate in any manner in a private securities transaction except in accordance with the requirements of this Rule.
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That activity not only altered his role at GPH but may well have constituted engaging in private securities transactions, for which separate approval is required.
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Be clear that there are two distinct permissions needed from your employing firm when you intend to engage in an outside business and also in a private securities transaction.
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Reduce tax rates and the working rich will work more while the idle rich will accelerate capital gains, shift their investments to more economically efficient private securities, and hide less income.
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Was Whittington authorized to engage in some private securities transactions but not the specific Oxford sales or was he prohibited from engaging in any private securities transactions through his outside business?
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Jim Dowd, a Managing Director of North Capital Private Securities Corp, a Broker Dealer affiliated with crowdfunding start-up 99funding.com is very focused on the regulatory aspect of this new industry.
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Mr. Crown joined Henry Crown and Company, a privately owned investment company which invests in public and private securities, real estate and operating companies, in 1985 as Vice President and became President in 2003.
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The first major piece of legislation, the Private Securities Litigation Reform Act enacted in 1995, specifically targeted securities cases while the Class Action Fairness Act, passed some years later, placed broader obstacles before potential plaintiffs.
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As I have often written concerning private securities transactions and outside business activities, the onset of the Great Recession placed tremendous strain upon many stockbrokers and prompted them to seek additional sources of income to replace or supplement their reduced commissions and fees.
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Statements contained in this press release about The Medicines Company that are not purely historical, and all other statements that are not purely historical, may be deemed to be forward-looking statements for purposes of the safe harbor provisions under The Private Securities Litigation Reform Act of 1995.
This press release contains "forward-looking statements" (within the meaning of the Private Securities Litigation Reform Act of 1995), which are based on current expectations and assumptions about Corning's financial results and business operations, that involve substantial risks and uncertainties that could cause actual results to differ materially.
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With the passage of the Private Securities Litigation Reform Act, which required class action firms to seek the largest holders of securities to serve as lead plaintiffs in their cases, suddenly local pension lawyers were being offered substantial referral fees by national class action firms if they could persuade their pension clients to lead such class actions.
And oh, by the way, if you convince enough people to work harder and longer and shift investments away from inefficient tax-advantaged government securities into private sector securities, the economy will grow.
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Recently a lot has been written about the emergence of new private company stock marketplaces (often referred to s secondary marketplaces) where buyers and sellers of private company securities can connect and transact.
Securities, Scotia Capital, GMP Securities, Desjardins Securities, Macquarie Private Wealth, Raymond James and UBS Securities Canada.
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Think unlisted real estate investment trusts, precious metals, promissory notes and private-placement securities.
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