The pair, along with another SEC attorney, are accused of violating agency rules governing the reporting of personal stock transactions, according to the inspector general's report.
Mr. Khan's personal stock portfolio has been on a tear as the broader market has risen at what Mr. Khan calls "breakneck speeds" in recent months.
To meet the margins, Lay borrowed cash from Enron and repaid the company with his personal Enron stock.
Note: The author, an investment fund manager, holds a personal position in Tesla stock.
For personal fame and potential stock manipulation.
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So at the end of the period, today, I'm about 80% bonds and 20% stock in my personal account.
For decades, every customer, large or small, had a personal broker providing everything from stock tips to retirement planning.
Such giant combines might be able to hike premiums while squeezing spending on patient care even tighter in an effort to rebuild their margins--and continuing to let their chief executives pile up personal fortunes in salary and stock.
The horsepuckey camp looked pretty smart in 1985, too, when its skepticism about the personal computer was playing out in the stock market.
Executives so minded could be tempted to make huge bets or, worse, to drive up their company's stock price, with limited personal risk if the bet fails.
These included personal net worth, cash flow and stock option statements, back federal tax returns, W-2s, a company benefits package, various insurance binders, brokerage and 401(k) statements, pension calculations and wills.
The Wipro founder is also the Chairman of his own Azim Premji Foundation (APF), which has donated 8.7% of the total stock of Wipro from his personal holdings for philanthropic causes managed through APF.
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Mr. McMurtry, who built his inventory by buying up the stock of secondhand bookstores and personal collections around the country, said he also has selected 100 books of special interest to him for individual auction.
Aside from his own labels, he has bought liquid stock from some other highly known personal collections, some dating back to 1777.
Boy Scouts already can earn a "Personal Management" badge by completing activities such as stock research and shopping comparisons.
But now knowledgeable amateurs and industry experts can trade stock tips for no charge in popular personal investing sites such as the Motley Fool.
Now, although Berkeley won the stock pitch competition, it was in my personal opinion that Miami should have won.
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Sun Ming Bo, an existing executive director, will replace Jin Zhi Guo, who stepped owing to personal health and other reasons, the company said in a stock exchange statement.
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As we testified, many other abuses such as personal trading by portfolio managers, underwriters parking investment banking client stock in affiliated mutual funds, payment of Investment Company Institute fees from fund assets, have yet to surface as concerns.
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Even if Mr. Winzen turns out to be wrong by half, it would still represent a radical shift in personal mobility, a wholesale electrification of the world's rolling stock.
The stock market no longer is a plus factor in adding to personal wealth which made back half its way to the pre-2007 highpoint.
When do you, as an individual economic agent in your business or personal life, start putting off major purchases because you look at your stock holdings and feel lousy?
In the Lords (from 11am), questions cover regulation of the civil and military use of drones, improving social housing stock and ensuring young people have a proper understanding of managing personal finances before leaving school.
If an individual investor sells stock because they think the market is heading south due to higher personal income taxes, this becomes a buying opportunity for those who are not hindered by the same tax treatment.
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One has to do with personal or family investment - that is higher education is thought to be a personal or family investment and not all that dissimilar from an investment in the stock market or an investment in real estate.
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Paying what he and his employer would otherwise pay into Social Security into the personal account instead, suppose he was fool enough to invest his entire portfolio in the stock market for his 45-year working career.
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Paying what he and his employer would have otherwise paid into Social Security into his own personal account instead, suppose he was fool enough to invest his entire portfolio in the stock market for his 45-year working career.
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His biggest personal lender also got a sweetheart deal in joint ventures with Chesapeake the corporation via a preferred stock transaction.
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