Over at Compliance Week, Bruce Carton notes that sharing inside information with a mistress (or lover, if that is the male equivalent) is an especially bad idea.
Midland Bank has been testing systems for Y2K compliance over the last year which resulted in cashpoints being shut down for two to three hours.
When assessing the effectiveness of internal control over financial reporting and compliance with financial-related laws and regulations, management must follow the assessment process contained in Appendix A. Annually, management must provide assurances on internal control in its Performance and Accountability Report, including a separate assurance on internal control over financial reporting, along with a report on identified material weaknesses and corrective actions.
WHITEHOUSE: OMB Circular A-123 - Management's Responsibility for Internal Control | The White House
We think it is going to be able to save billions of dollars for businesses, just in terms of compliance costs, over the next several years.
WHITEHOUSE: Council on Jobs and Competitiveness Meets in Durham, NC
But even limited Iraqi compliance decreased sharply over time.
For as long as they could, the Office of the Comptroller of the Currency, overseer and regulator par excellence of our national banks, coddled their flock and were loathe to give up any confidential information they stumbled across while looking at the big banks books and compliance records, over lunch.
The decision was made due to to concerns over a "labelling non-compliance in regards to the nature of the meat", FCD said in a statement.
There are ways to enhance consumer protections without limiting the ability of banking regulators to use their considerable resources and powers over banks to directly enforce consumer compliance in banks.
The French supermarket chains decided to recall Findus and Comigel products due to concerns over a "labelling non-compliance in regards to the nature of the meat", the national retail association FCD said on Sunday.
From then on, the commission's efforts to see full compliance with the ruling over market dominance became a bane to Ballmer, who would have preferred some sort of settlement over the issue as had been obtained with the United States Department of Justice in 2001.
The truth is lots of nasty things have happened within the mutual fund industry over the past 60 years that internal Compliance Directors struggled mightily to avoid seeing.
Why, they argue, donate valuable technology and talent without getting the final say over investment decisions, marketing strategy and regulatory compliance?
Businesses that started early to establish conflict minerals compliance programs are still expressing worry over their ability to meet the new reporting obligations in time.
FORBES: Conflict Minerals Rule Imposes Big Burdens On Manufacturers
All too often, once government takes over, what was private risk management becomes regulatory compliance.
In the report, Olson highlights compliance figures as part of a concern over complexity.
FORBES: Tax Code Hits Nearly 4 Million Words, Taxpayer Advocate Calls It Too Complicated
The NATO meeting assessing the Serbs' compliance with NATO's demands is over, but there is still no action.
Within a command-and-control regulatory program, performance-based standards may offer advantages over standards specifying design, behavior, or manner of compliance.
WHITEHOUSE: Memoranda 01-27 (Guidance for Implementing E.O. 13211)
The regulators emphasized compliance and quality failures had occurred in the Satyam audit over a number of years.
FORBES: The Grand Illusion: PwC Settles Satyam U.S. Class Action Claims
So over the years, Box.net has continued to focus on compliance.
"Main Street vendors have to collect for just one jurisdiction, but now they want to knock the remote seller over to the other side, which is to know the rates and compliance requirements of 30, 000 jurisdictions, " Nebergall said.
The extensive nature of the Code, including the contract-law-based mechanism for ensuring compliance with it, creates a system of accountability, albeit voluntary, over PSCs.
FORBES: Can Corporate Social Responsibility Exist for Private Security Firms?
Foreign account compliance is taken seriously by the IRS, FinCEN (the agency with authority over FBARs), and the Department of Justice.
With over 75 hearings under its belt, the Youth Court has a 94% sentence-compliance rate, a figure unheard of in real courts.
As if the lid of compliance and silence was suddenly broken, Iraqi officials point to many more incidents over the past few years.
Essex has 468 care homes and since 1 April 2012 just over 250 had been inspected but there were no figures on follow up visits to see if non-compliance had been remedied.
BBC: Abuse and neglect complaints increase in Essex care homes
Among the controversies exposed by the documents was a battle for control over the Vatican's bank, which is under pressure by international regulators and watchdogs to step up its compliance with anti-money-laundering rules.
WSJ: Bid to Remake Church Will Focus on Vatican Administration
This is something that the ACI conference has over almost all of the other conferences (with the exception of Argyle Executive Forum and the Dow Jones Global Compliance Symposium): the right people are in the room.
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