They are called wealth-management products, which some Chinese regulators have said are sold with limited oversight or disclosure of what they contain.
If a user ceases to consent or affirmatively revokes consent for Your collection, use or disclosure of his or her user or device data, You must promptly cease all such use.
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This new concept, which would allow start-up companies to go directly to investors on the internet with little or no regulation or disclosure, is contained in the JOBS Act working its way through Congress.
Options considered should include ways to enhance transparency, such as requiring more detailed reporting on the individuals or companies seeking access or disclosure of proliferation-related activity, as well as mechanisms to bar entry of such entities into U.S. capital markets.
The Internal Revenue Code prohibits the IRS's misuse or improper disclosure of taxpayer information.
Clearly, the answer to this issue for registered persons is not found in untimely or failed disclosure.
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There will be political pressure on fund managers with or without disclosure.
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But of course, none of this has stopped the trust companies from marketing them, often with little or no disclosure of these seemingly glaring defects.
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Third-party financing agreements routinely include conditions that the financer be apprised of developments in the case, even when those developments might be privileged or involve disclosure of work product.
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This common understanding has already begun to articulate itself in the debate over materiality in the context of what is a material or relevant disclosure with respect to shareholder proxy statements.
It finds that out of 50 deepwater risk disclosure scores on key metrics including spill response procedures and drilling risk management, only four scores were good, and 29 (nearly 60 percent) were poor or no disclosure.
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Although both the 1933 and the 1934 Acts proscribe various types of conduct, including incomplete or inaccurate disclosure of material information, as an administrative matter the SEC, through its rule-making authority and its regulatory responsibilities, dictates the specific kinds of minimal (and in some cases maximal) disclosure required by the specific provisions.
On the other hand, suppose that Company A describes the invention in detail (or in more formal terms, provides a disclosure) at a trade show, before a disclosure or a filing by the second company.
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Limiting expenditures or donations, or opening the disclosure process, in no way violates the first amendment or implies government censorship.
But son should not do an OVDI disclosure or pay any penalties as to the account.
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Furthermore, You must take appropriate steps to protect such data from unauthorized use, disclosure or access by third parties.
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Besides, ACA argues, IRS and Justice Department victories against UBS and others makes FATCA no longer necessary for disclosure or tax compliance.
Is there a duty to investigate the completeness of current disclosure or to determine whether previously undisclosed conflicts may have harmed the fund?
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Until there is a more complete disclosure or a cyberattack that causes a major disruption, most of us will remain in the dark.
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Was the SEC seeing a lot of whistleblower tips for accounting fraud and disclosure or was there another category of crime that was more popular with whistleblowers?
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There are no disclosure or reporting requirements that apply.
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In the divorce negotiations, the wife's attorney raises these issues to the husband's attorney, implying or actually threatening disclosure to the IRS if the divorce settlement is not to the wife's liking.
Another late or failed U4 disclosure.
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While we understand that the SEC generally does not discuss specific disclosure or enforcement views with respect to a specific registrant, the Commission nevertheless requests, pursuant to section 203(b) of IRFA, 22 U.S.C. 6432a(b), that the SEC provide the Commission with the results of any such investigation.
Some issuers no longer provide full disclosure of the terms of the penalty rate, or fail to correctly follow disclosure requirements required by the new Federal Reserve rules.
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In the age of the Internet, it is time to recognize that very little is private any more and the value of carefully managed disclosure to a well-targeted group of sophisticated investors far outweighs any real or perceived cost of such disclosure.
The idea is to "nudge" (Cass Sunstein's catchword) consumers into making healthy choices by either restricting unhealthy ones (Michael Bloomberg's proposed ban on large sodas), mandating disclosure of information (the ObamaCare provision mandating calorie counts on chain-restaurant menus), or mandating the manner of disclosure (for example, requiring a product advertised as "90% fat-free" to be reciprocally labeled "10% fat").
Others turn away due to the risk of well-documented personal attacks, disclosure issues or media scrutiny from off-the-cuff commentary.
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One big issue, greater public disclosure, or transparency, of short-selling activity, was met with resistance by many Wall Street insiders, for all the obvious competitive reasons.
As I have said for some three decades and my record is there for all to read, stockbrokers must follow the disclosure rules or they should be barred from the industry.
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