There were, in other words, many reasons why mutual-fund executives turned a blind eye to such practices.
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Stockbrokers and mutual-fund companies will use the form to make these expanded year-end reports.
This mutual-fund selling caused fund-management groups to quickly sell bonds out of their portfolios.
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Similarly, new rules drawn up after the mutual-fund scandals have been a mixed blessing.
Their money is entrusted to mutual-fund managers who place the proceeds with corporate executives.
Those mutual-fund managers are pretty poor stewards, rarely voting against the actions of executives.
For example, American mutual-fund investors are switching from international equities into domestic bond funds.
In addition, the nation's record-breaking economic expansion has pushed mutual-fund holdings into the trillions.
Mutual-fund analysts say it is uncommon for mutual funds to flip shares so quickly.
On April 17th the organisation sued the Commodity Futures Trading Commission over its mutual-fund rules.
For example, will the mutual-fund industry prove as lucrative if the stockmarket enters a bear phase?
Consider moving your taxable accounts to the same mutual-fund firm or brokerage as your IRAs.
"Bank employees were directly receiving incentives from third parties such as insurance, mutual-fund" companies, the RBI said.
That way, investors would be able to discover if their mutual-fund company had voted against their interests.
Pension-fund managers and most mutual-fund managers are evaluated by their employers and industry consultants on relative performance.
The government is being careful because more than two-thirds of Buy Korea investors are first time mutual-fund buyers.
At present, the American industry still dwarfs all others, accounting for over half of the world's mutual-fund assets.
William Dore, an oil-services magnate, and Foster Friess, a wealthy mutual-fund manager, are the principal donors to Rick Santorum's.
They also don't apply to mutual-fund transactions during 2011 or stock acquired in connection with a dividend reinvestment plan.
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The stockmarket soared earlier this month, thanks to the government bail-out and to new tax breaks for mutual-fund investors.
Eliot Spitzer, New York's attorney-general, has built a reputation by uncovering the misdeeds of mutual-fund managers and investment bankers.
America's mutual-fund revolution during the 1990s demystified Wall Street for millions of Americans.
As a result, the average mutual-fund portfolio is more volatile than the market.
As studies have long shown, most mutual-fund investors are best off sticking with cheaper passive index funds or exchange-traded funds.
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The reason is most investors fail to hold mutual-fund investments for long enough, and instead try to time their investments.
In February, Morgan Stanley, an American investment bank, announced its merger with Dean Witter, Discover, a mutual-fund and credit-card group.
The average stock mutual-fund investor paid 0.79% in fees last year, according to the Investment Company Institute, a fund-industry trade group.
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Insurance companies, too, have responded to the mutual-fund threat by developing their own retail funds, usually packaged in a life-insurance wrapper.
He also wants a new law to make the chairman of a mutual-fund board of directors independent of the managing company.
Late trading is the illegal practice of buying or selling mutual-fund shares at the trading day's price after the market has closed.
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