James Konaxis of Beverley, MA, was registered with FINRA (Financial Industry Regulatory Authority) up until November 2010.

FORBES: James Konaxis -- FINRA's Database Needs To Be Updated, Often

From 2004-2007 Konaxis worked at Morgan Stanley, where he was also involved in churning and putting clients in unsuitable investments.

FORBES: James Konaxis -- FINRA's Database Needs To Be Updated, Often

But this could have been avoided because Konaxis had done this before.

FORBES: James Konaxis -- FINRA's Database Needs To Be Updated, Often

James Konaxis is one broker that should have been stopped earlier.

FORBES: James Konaxis -- FINRA's Database Needs To Be Updated, Often