She told the Senate Banking Committee last month that she would aggressively pursue enforcement and hold accountable "all wrongdoers, individual and institutional, of whatever position or size".

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"An advantage of a PIPE is that an institutional investor can take a large position in an illiquid stock, " said Byron Roth, chairman of Roth Capital Partners, which raised the most money in PIPE deals last year.

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Taken in terms of what it should do, the Ryan budget plan fails, for example, to propose the kinds of strategic institutional changes that a leader in his position should be seeking to facilitate long-term spending reductions next year and beyond.

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As an example, as of September 1st 2010, the Greek regulator banned naked short selling of Coca-Cola Hellenic Bottling Company SA. Lauded US politician, Barny Frank once said that all institutional investors should state, when they open a position how long they intend to hold the position for!

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The other is as a central core position within the large cap space for both the individuals and institutional clients.

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In early 2002, petitioner was offered a larger, enhanced role as the COO for the institutional client group, where she would have direct supervisory responsibility over approximately 750 people, as opposed to her previous position as COO of global foreign exchange operations where she had direct supervisory responsibility over approximately 200 people.

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