Although I often criticize FINRA (and my discomfort with the sanctions imposed is but one example), Ifound this AWC to be very well written because it offered sufficient detail about the underlying events.
And the (OFF-MIKE) indication that one was not meant to be a substitute for the other can befound in Article I, section three, clause seven of the Constitution.
"I was on a business trip in Europe a couple years ago when Ifound out that a very rare early-American coin would be going up for auction in Boston the next day, " one collector told me.