Nester said the SEC has taken additional steps to enhance protections against "the potential for improper conduct, " including developing a new computer system to facilitate reporting and review of securities trading by all SEC personnel, hiring a chief compliance officer and providing greater clarity of rules governing the reporting of trades.
In a recent newspaper interview Wim Duisenberg, the president of the European Central Bank, reminded the British of the rules governing membership of the single currency.
That's just one of the rules governing the naming of racehorses.
The pair, along with another SEC attorney, are accused of violating agency rules governing the reporting of personal stock transactions, according to the inspector general's report.
The agency described the changes as "common-sense enhancements" of existing rules - "refinements of existing rules" governing employee responsibilities and conduct.
Their collective power and influence was recently recognized in the publication of FTC rules governing their behavior, adding in effect a set of standards to be followed by the amateurs.
The Second Vatican Council of the 1960s questioned nearly every tenet and tradition of the church, from the celebration of Mass in Latin to the rules governing the lives of nuns and clergy.
In general, API management involves implementing and enforcing a whole set of rules governing who has access to what, and in how much quantity.
One advantage of the ETN packaging comes at tax time when you receive a standard 1099 form instead of the more complicated K-1 and special rules governing the taxation of MLP distributions.
Mr Hogan confirmed to the BBC that his airline was "evaluating" whether to take a stake in India's second largest carrier, Jet Airways, following the Indian government's relaxation of rules governing foreign direct investment.
If they fail to do so, the FIA will give them three alternatives to choose from, and if they do not choose one of those within 45 days, the governing body can impose the rules of its choice.
BBC: SPORT | Motorsport | Formula One | F1 changes to be revealed
The American Society of Magazine Editors has rules governing paid product placement and other forms of advertising in editorial content, particularly on covers.
After months of evidence, Lord Leveson is deciding whether to recommend new rules governing the conduct of the UK media.
The ncegele provides entertainment during festivities, accompanies prayers in the parishes and in sacred woods, stimulates enthusiasm for work, punctuates funerary music and supports the teaching of value systems, traditions, beliefs, customary law, and rules of ethics governing society and the individual in day-to-day activities.
The Committee on Standards in Public Life is examining the rules governing employment of spouses or other relatives.
The trio has managed to defer huge amounts of taxes through clever use of the rules governing depreciations.
This is not the first time Snipes' has run afoul of the rules governing his life as a criminal defendant.
The European Commission's proposals are intended to improve safety, market competition and reduce the complexity of existing rules governing motorbikes and quads.
Avoiding additional financial losses is a far greater incentive to lenders than the promulgation of new rules governing how loans should be substantiated.
Further, the rules governing many of these benefits have become increasingly more complex, with Congress drawing a zigzag line (sometimes a disconnected line) on which side of a potential benefit a taxpayer will fall.
The RBI said it is also separately carrying out a study of all banks that sell gold coins and wealth management products to examine whether there are any loopholes in the rules governing sales of such products.
He said he was unsure whether the firing was from the Army or civilians but assumed the automatic fire could not have come from the Parachute Regiment because of the rules governing engagement in Northern Ireland at the time.
Lest you wonder if Her Majesty checks the credentials on her cosmic hires, Rees is also the author of Just Six Numbers, a well-regarded book on the fundamental rules governing the origin and development of the universe.
All the rules governing the use of this feature should make it more palatable to the privacy-conscious.
An alternative approach might be for regulators to recognise each other's rules governing the sale of financial services.
Nonprofits have it harder: Often they must provide a mission statement, governing rules and the names of their directors.
India has recently tightened up its rules governing the use of Information technology, but it has no data protection legislation.
There are long-standing rules governing the disclosure of secret evidence because of the risk of compromising sources or revealing how information is gathered.
Changes in the rules governing the registration of voters now mean that people have to positively apply to be included on the electoral role.
But one small reform could strike a meaningful blow for reason and cost-effectiveness: Apply the rules governing the advertising of aspirin to the advertising of oregano tablets.
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