Money market mutual funds are exempt from SEC requirements that mutual funds maintain floating net asset values.
Only 28 sector ETFs and mutual funds meet these requirements, which is only 3% of all sector ETFs and mutual funds.
By accepting money from limited numbers of very rich individuals or institutional investors, and (in many cases) by basing themselves in places where regulation is lax, hedge funds escape the standard reporting requirements faced by mutual funds.
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But the list of funds that meet Blomquist's exacting requirements is short--only 42 stock funds and 18 bond funds.
Customers will be vetted according to the regular Exante capitalization requirements and margin funds would be provided through institutional broker financing at a fixed % over LIBOR.
Banks have traditionally been the biggest players in the secondary market and often sold their stakes in buyout and venture funds as regulators made capital requirements more stringent.
It was pouring gasoline on the fire for the Bush administration to give them the first payments without insisting on any changes in pay, any restrictions on the use of the funds or even any reporting requirements on where they money went.
Mutual funds must follow strict performance reporting requirements, but private money managers have more latitude.
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Instead, the administration is telling the armed services to take the needed funds away from other vital Pentagon requirements.
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It could cut student numbers by further tightening the entrance and graduation requirements, and seek outside funds more aggressively.
However, Cyprus President Nicos Anastasiades told German Chancellor Angela Merkel in a telephone conversation Monday night that "the possibility of reducing the requirements from self-raised funds is being explored, " government spokesman Christos Stylianides said Tuesday.
Therefore, in accordance with section 1306 of the Dodd-Frank Act, I am waiving the requirements for repayment of unobligated funds made available in the American Recovery and Reinvestment Act with respect to the accounts described above.
It offers tools for scanning thousands and thousands of funds and picking those that best fit your requirements.
The irony, of course, is that the department can levy severe penalties on recipients of its funds who don't meet certain reporting requirements.
At the very least, it is a prescription for the diversion of limited funds away from pressing domestic and overseas spending requirements, even as new precedents are created that will further erode discipline in international lending.
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That is due not to action by governments but to the decisions by the European Central Bank, under the new leadership of Italian Mario Draghi, to provide banks with three-year funds and a significant loosening of its collateral requirements.
However, higher capital requirements could hamper the growth of available funds from the bank.
Turn the funds over to reliable banks subject to international regulatory requirements.
The congressman is drafting legislation that would strengthen disclosure and transparency requirements by foreign companies seeking to raise funds on Wall Street.
The FSA is doing this by putting pressure on wholesale banks, which it also regulates: those that lend to hedge funds against slim collateral will have their capital-adequacy requirements made more burdensome.
Representatives of these companies said that the conditions of the loans are such that they have to first build demonstration production lines, meet certain requirements, and only then tap the federal funds for additional construction.
The American Psychiatric Association (APA) and scores of individual psychiatrists have expressed support for permanently easing the restrictions on ECT devices, because they worry that manufacturers of ECT devices may lack the funds, time, or motivation to meet new FDA requirements (by conducting new research, for instance).
Strict disclosure requirements are critical to help us understand how these funds are operating.
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While there are no structural requirements that a venture fund must meet, these funds are generally organized as limited partnerships.
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Many state requirements stipulate that only accredited, or wealthy investors can contribute funds to such business startups.
As institutions like pension funds have included alternative investments in their portfolios, they have increased the requirements for better information.
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Title IV of the Dodd-Frank Act eliminated this private adviser exemption and extended the registration requirements under the Investment Advisers Act to the advisers of these funds.
This amendment would have the effect of furthering an increasingly common Clinton Administration gambit: to implement its agenda through executive orders and by expending funds and otherwise adjusting federal programs to make them conform to unratified treaty requirements.
The net effect of both, however, would be to advance an agenda that has become increasingly commonplace as the Clinton Administration has striven to accomplish its agenda through executive orders and by expending funds and otherwise adjusting federal programs to make them conform to unratified treaty requirements.
Hedge funds constitute private pools of capital, with investors meeting certain net worth or sophistication requirements.
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