Mutual fund portfolio managers personally profiting by front-running client orders and thereby diluting fund performance.
Self-dealing, front-running and bogus valuations of portfolios are just the tip of the iceberg.
In 2000 Meyers was charged with violating regulations relating to front-running and insider trading.
The session emphasised there appears little to choose between the front-running teams at F1's newest track.
As more of the big players offer active ETFs, the need for a front-running shield is growing.
Like Ken Fisher, do you think ordinary folks can make money by front-running private equity firms?
Evidence of widespread front-running against active ETFs is sparse at this early stage.
It had been probed for front-running (trading for its own account before filling client orders) and separately found guilty of technical violations.
Its specialists were losing business to more-efficient electronic trading--and were being investigated for front-running, that is, trading for their own accounts ahead of clients'.
The women's race was won by front-running Heather Turland, a mother of four who at 38 is the oldest competitor ever named on an Australian athletics team.
For example, if clients have lost money as a result of front-running or other trading abuses, that is information that should be disclosed to them.
FORBES: Early Warnings of Mutual Fund Illegalities (October 1, 2003 )
As a result, the scalping and front-running that we were all putting up with in the name of voluminous markets will no longer be tolerated.
My guess is that the performance of the cars will be even closer this year, especially the gap between the front-running teams and the midfield.
Currently the front-running Democrat in the race, she would be both the first woman and the first openly gay person to lead the nation's biggest city.
You know, he's - one thing about his whole national front-running campaign is just falling apart in the summer, he does seem a lot more relaxed.
But like the Irish or the Poles, you don't give up your faith in the face of sneering, front-running fans from Dallas, New York and Washington.
WSJ: Chip Kelly: Torn Between Two Birds��Oregon Ducks, Philadelphia Eagles
His father, George Romney, was a Governor of the state of Michigan, and for several months was believed to be the front-running Republican candidate for President in 1968.
Today violations of the personal trading rules by portfolio managers, such as front-running, which cause substantial monetary harm to investors, are still not required to be shown to investors.
The NYSE launched a high-profile investigation this spring into allegations that specialist firms have been front-running clients, or trading in advance of them to profit from expected price moves.
In some instances, there are allegations of front-running, in which the company grants options, then releases market-moving positive news days later, allowing the executives to benefit from the runup.
Prior to his 5-game suspension for the 2011 season, some pundits felt that his game was maturing and that he had the potential to be a Heisman front-running in 2011.
FORBES: A Buckeye for A Buckeye: Prior Transgressions End Terrelle Pryor's Run at Ohio State
Those purchases appear to have set off a national wave of front-running as other enterprises, rich with easy bank loans, bought commodities with hopes of selling them at a higher price.
We know the SEC is aware of the front-running and other personal trading abuses by money managers because the Commission writes the very deficiency letters we review on behalf of clients.
Habibie, probably the front-running civilian candidate for the top job when it opens, suggested civilians were more deserving than military figures -- if only because there were so many more of them.
He'd already played Mr. Fixit at the New York Stock Exchange, where he put back together a storied institution rocked by a front-running scandal and the ouster of a richly paid chief executive.
Council Speaker Christine Quinn, one of the state's most prominent Irish-American elected officials and a front-running mayoral candidate, again plans not to march in the Fifth Avenue parade, held this year on March 16.
In as much as Apple's fourth quarter earnings roundly stunned analysts and investors this week, the consensus is that tech stocks have the front-running momentum to help guide markets to a recovery for equities.
Front-running that trend is truly a once-in-a-decade opportunity.
Turns out hedge funds had placed bets even before Russell announced changes to its index, hoping to unwind those positions on the final day--or "front-running the reconstitution, " says Gus Sauter, chief investment officer at Vanguard Group.
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