Money managers: Misrepresentations regarding assets under management, performance, investment process, credentials, undisclosed financial relationships with consultants.
As we testified, we believe some disturbing financial relationships between consultants and managers may be revealed through the disclosure process.
FORBES: Louisiana Mandating Consultant/Manager Disclosure (April 2, 2005)
Shareholders are taking a close look at financial relationships between some J.
Detail any financial relationships which exist with affiliated or other organizations, e.g.
FORBES: Investment Consultants: It's Time to Clearly Define Their Role (June 1, 1995)
Forty percent of the world's population lives on the Indian Ocean rim, and Dubai is the financial crossroads for their growing trade and financial relationships.
People feel disgust and distrust with institutions that bear large financial relationships with customers only to treat them with disrespect once they are in the mortgage pool.
Financial relationships between physicians and drug and medical device companies can create conflicts of interest that threaten the quality of patient care and drive up healthcare costs.
FORBES: Prominent Doctors Call For Action On Transparency Law
Nor was there any mention of Daewoo's scores of overseas subsidiaries, which are often tangled in complicated business and financial relationships that go far beyond South Korea's banks.
But it also promises to overturn your existing financial relationships.
Consumers are drowning in seven to ten financial relationships apiece: a bank around the corner, a mortgage lender across the country, a credit card issuer in Delaware and so on.
U.S. consumers are drowning in financial relationships (seven to ten apiece): a bank around the corner, a mortgage lender across the country, a credit card issuer in Delaware and so on.
Under these provisions, which were passed in March 2010 and were originally due to be implemented in 2012, doctors and teaching hospitals will be required to report the payments that they receive from pharmaceutical and device manufacturers, with the stated goal being to shed light on the financial relationships between physicians and the industry.
In the interest of maintaining financial and social relationships, the auditors did not sufficiently challenge and expose survival instincts and financial incentives on behalf of shareholders and the public.
FORBES: House of Lords Skewers Auditors; Over To You, Congress
Accenture, with more than 3, 000 people in New York, saw the Lab as an opportunity to help the city create more high-end jobs in financial technology, and, not so incidentally, to deepen its own relationships with financial services clients while simultaneously getting a glimpse of rising new technology innovations.
FORBES: New York's FinTech Innovation Lab Links Startups To Big Banks
Three very different businesses understand the financial impact of building relationships with customers: Facebook, Zappos.com and Nordstrom.
FORBES: Relationships: The Key Component to Building a Financial Empire
You'll probably have concerns about how your injury will affect your lifestyle, your financial situation and your relationships.
Clara Shih said banks can use Twitter to promote special offers, improve customer services and build relationships for financial advisors.
FORBES: Banks Lag Behind Government When it Comes to Social Media
What Cantor and Lieberman failed to mention were their relationships to the financial services industry.
FORBES: Wall Street, Political Insiders Quake In Their Guccis About Coming Expose
There are similar cases of long auditor relationships at US financial services firms that almost died during the financial crisis.
FORBES: Audit Firm Rotation: Maybe Make A Switch When The Government Takes Over
The new relationships include both financial backing and business agreements that demonstrate the industry's confidence in Roku as the distribution platform to bring streaming entertainment to mainstream consumers.
The emigrants' technical and business skills, commercial relationships, and financial capital can all be harnessed to make long-distance economic contributions through foreign direct investment, venture funding, financial investments, and commercial and educational exchanges.
The inner questioning of whether one can ever climb out of the hole of wanting and trying to gain some measure of financial stability, health, fulfilling relationships, inner peace, joy and a meaning for life is pervasive in the population.
FORBES: Are You Living the Life of Your Dreams? An Interview with Author Marilyn Tam
Likely what comes to mind are product ideas, unique processes, customer relationships, marketing plans and financial details.
The troubling part was this: Historically, most financial institutions have built strong and lasting relationships with male investors.
Private bankers say NRI clients now typically hold assets with two or three banks, compared with before the financial crisis when four to five banking relationships or more wouldn't have been unusual.
It is not surprising that independent fiduciaries may be engaged in unsavory industry practices since often these firms are owned, controlled or have business relationships with parties involved in financial services that regularly engage in wrongdoing.
The problem has become so vexing that the Treasury Department issued a rare advisory last year that warned American banks about "a dramatic increase in the smuggling of bulk cash proceeds from the sale of narcotics" and the "potential misuse of relationships with U.S. financial institutions by certain Mexican financial institutions, including Mexican casas de cambio, " or currency exchange houses (see diagram).
Regulators also are pressing financial companies to take better care managing their trading relationships with counterparties.
The UK's ongoing financial problems are putting an increasing strain on family relationships, a survey has suggested.
We have introduced them to our financial advisor and our tax preparer and they have relationships with both.
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