Schapiro, 53, might have the distinction of being the country's highest-paid financial regulator in 2008.
The London financial regulator requires that all trading conversations and electronic messages be recorded.
FORBES: London Traders Must Record Their Mobile Trades Starting Monday
Antigua's financial regulator has lived down to its reputation for being supine even by Caribbean standards.
However, he acknowledged one potential problem - Ghana's financial regulator has yet to approve his crowdfunding business model.
The firm says it needs around 150m euros to meet the solvency level requested by the financial regulator.
The US financial regulator, the Securities and Exchange Commission (SEC), is already suing unnamed traders for insider dealing.
Eurocrats argue that monitoring of imbalances and scrutiny by a new EU financial regulator could have spotted their problems sooner.
In 1998, the government was advised to set up an independent financial regulator, styled on those of Britain and Canada.
Yet two-thirds of these firms are still likely to fail, according to the Financial Supervisory Commission, South Korea's financial regulator.
ECONOMIST: South Korean bankruptcy: Death, where is thy sting? | The
Shared-appreciation loan modifications are an approach to principal reductions that Democrats, Republicans, and even a financial regulator could all learn to love.
The minister was advised very closely by the financial regulator in Ireland and the central bank that this measure was urgently required.
However, the new review ordered by the financial regulator would also look at clients sold even the most simple version of the product.
However, there is a chance that BaFin, the German financial regulator, will not regard interbank lending within the public and co-operative sectors as risk-free.
Although she has no formal training as an economist, she has worked on and off as a financial regulator in Washington for nearly two decades.
The Financial Services Authority, Britain's all-purpose financial regulator, approved that deal.
On January 31st the Financial Services Authority, Britain's financial regulator, relaxed insurers' solvency requirements for the fourth time in 17 months to break the vicious circle.
In its initial review on Thursday, the financial regulator revealed it will be looking at the possibility that the trusts were mis-sold and that promotions were misleading.
Illinois has agreed to settle federal charges alleging the state misled investors about the financial health of its public pension system, the US financial regulator has said.
Fearghal McKinney of the SDLP said it was positive that Quinn Insurance, the Financial Regulator and the company workforce were all agreed on the immediate way forward.
The youngest U.S. financial regulator, created by the 2010 Dodd-Frank financial-overhaul law, spent last year working through a list of studies and rules required by the law.
Payoneer, a New York-based global payments and money transfer company, has quietly launched an EU subsidiary situated in Gibraltar having been approved by the financial regulator there in mid-2012.
The Financial Services Authority (FSA), Britain's financial regulator, has also been busy, issuing new proposals on the management of liquidity by banks (including branches of foreign institutions) in its domain.
Germany's financial regulator, BaFin, said on Monday that it had not found evidence that derivatives, otherwise known as credit default swaps, were being used to speculate against Greek government bonds.
The prime minister's resilience is remarkable: few believe he will quit soon to accept a new role as an international financial regulator, as mooted in the British press this week.
In early November, the nation's chief financial regulator, Hideyuki Aizawa, called for legislative changes to allow life-insurance companies to cut the annual payouts that they have promised to their policyholders.
In little over a year, it has shut defunct lenders, recapitalised the rest, introduced a new and tougher financial regulator and strengthened corporate-governance requirements (outside directors, for example, are now mandatory).
The web page of the Financial Services Commission, the country's financial regulator, was overloaded and an online stock trading system was shut down for a few minutes but both soon recovered, according to government sources.
The third element of our strategy encompasses a range of activities and initiatives undertaken in our role as financial regulator and supervisor, some of which I will describe in more detail later in my remarks.
As both the nation's central bank and a financial regulator, the Federal Reserve must be well prepared to make constructive contributions to the coming national debate on the future of the financial system and financial regulation.
应用推荐