The data come from the Form 13F filings with the U.S. Securities and Exchange Commission.
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In its filings with the bankruptcy court, the Dodgers' dire financial state is laid bare.
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These and other risk factors are detailed in Corning's filings with the Securities and Exchange Commission.
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The court said details of his filings with trusts are "plainly relevant" to his case.
Right now, there are nine material events that require near-immediate disclosure through current report filings with the SEC.
It appears that some consultants have misrepresented their affiliations with brokerages in their Form ADV filings with the SEC.
It was conducted by University of Southern California business professor Kevin Murphy, based on company filings with the Securities and Exchange Commission.
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In addition to what are characterized as false filings with the SEC, the lawsuits said various executives misled investors through public statements.
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Quarterly filings with the SEC reveal the intricacies of their portfolios with a lag, as the latest data is from the fourth quarter.
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Furthermore, there is no record of any preliminary filings with the SEC, despite indications that various draft proposals were submitted to the SEC.
Mr. Schulze and his relatives for years have benefited financially from personal connections to the retailer, according to filings with the Securities and Exchange Commission.
Until now, material misrepresentations by pension consultants, which were broadly disseminated orally, in writings and in their regulatory filings with the SEC have escaped notice by the agency.
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He formed Light Bioscience in March 2000, subsidizing his research and patent filings with a second mortgage on his house and a loan against his life insurance policy.
In filings with the Federal Election Commission, the campaign listed the payments as "staging, sound, lighting, " only correcting them after reporters from the Pittsburgh Tribune-Review revealed their true nature.
More information about factors that potentially could affect Amazon.com's financial results is included in Amazon.com's filings with the Securities and Exchange Commission, including its most recent Annual Report on Form 10-K and subsequent filings.
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The study by Diligence Review Corp. follows up on earlier research, based on mandatory Form ADV filings with the SEC, that found one in nine money managers has a regulatory black mark.
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The Company's filings with the Securities and Exchange Commission, including its Annual Report on Form 10-K for the year ended Dec. 31, 2012, include more information about factors that could affect the Company's financial results.
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More information about factors that potentially could affect Amazon.com's financial results is included in Amazon.com's filings with the Securities and Exchange Commission ("SEC"), including its most recent Annual Report on Form 10-K and subsequent filings.
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If the court doesn't do that, the company warns that lawyers could "game the system" by hiding or delaying their filings with bankruptcy trusts so courts won't offset any judgments by the amount they recovered elsewhere.
During the Quiet Period, all of the Business Outlook and other forward-looking statements disclosed in the company's news releases and filings with the SEC should be considered as historical, speaking as of prior to the Quiet Period only and not subject to an update by the company.
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In his ruling, Judge Harry A. Hanna said lawyers with the firm deliberately misled him by saying they stood by filings with bankruptcy trusts established by Johns Mansville, now a subsidiary of Berkshire Hathaway, and a number of other firms that incorrectly stated Kananian had worked in trades that exposed him to their products.
In his ruling, Judge Harry A. Hanna said lawyers with the firm deliberately misled him by saying they stood by filings with bankruptcy trusts established by Johns Mansville, now a subsidiary of Berkshire Hathaway (nyse: BRKA - news - people ), and a number of other firms that incorrectly stated Kananian had worked in trades that exposed him to their products.
An interesting precedent will be provided by the outcome of a pending Nintendo patent application regarding methods for MMOG players to collectively alter a virtual environment without directly interacting with each other. (In filings with the U.S. Patent and Trademark Office during 2012, Nintendo has substantially narrowed the claims with respect to those in the original 2010 application.) Nintendo, of course, is a game company, not an individual player.
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First, new 13F filings filed with the SEC reveal a number of mutual funds and hedge fund managers trimmed back their AAPL holdings and short interest that jumped considerably during the last two weeks of April per data from NASDAQ.
Additional factors that may cause results to differ materially from those described in the forward-looking statements are set forth in the Annual Report on Form 10-K of Disney for the year ended October 1, 2011, under the heading "Item 1A-Risk Factors, " and in subsequent reports on Forms 10-Q and 8-K and other filings made with the SEC by Disney.
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Mr. Ice would help them with Chapter 13 filings that enable individuals, with a judge's blessing, to get rid of credit-card, car-payment and other debt.
Mr Pinault insists that all the filings he made with the insurance regulators were accurate.
To create the list, I scoured databases, news reports and foundation filings and verified with the givers themselves or their representatives.
In connection with filings for calendar year 2010, the revised FBAR form must be used for filings made on or after March 25, 2011.
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Wynn Resorts responded to the suit with filings and statements saying it had done nothing wrong and that Mr. Okada's suggestions were attempts to divert attention from other issues.
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