Barstein: A plan sponsor can fulfill its fiduciary responsibility to participants without being 404c compliant.
But remember a plan sponsor can fulfill its fiduciary responsibility to participants without being 404c compliant.
Of these, the most important is the fiduciary responsibility to shareholders that all corporate leaders hold.
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In tandem with these necessary reforms are rules governing fiduciary responsibility for retirement plans and brokers.
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One does hope that someone without a conflict of interest will exercise a fiduciary responsibility here.
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Regardless of the level and scope of outsourcing services a committee selects, fiduciary responsibility cannot be delegated.
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For my fiduciary responsibility, I need to show positive evidence for the stocks I decided to purchase on behalf of my clients.
No, a company should not manage itself for its stock price, but it does have a fiduciary responsibility to its shareholders.
Be sure to seek a seat on the Board of Trustees with fiduciary responsibility, rather than serving on an advisory board.
Fi360 promotes a culture of fiduciary responsibility and improves the decision making processes of investment fiduciaries and other financial service providers.
An outside shareholder is free to compete with a company he owns a piece of, but a board member has a fiduciary responsibility.
While an outside shareholder is free to compete with the company he owns a piece of, a board member has a fiduciary responsibility.
It is also my experience that small plans in small towns are more likely to breach their fiduciary responsibility and engage in a prohibited transaction.
Few stop to consider that corporate officers bear a legal fiduciary responsibility to shareholders to guard and build the corporations in which they have invested.
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The other issue raised by this union bullying concerns fiduciary responsibility.
How do you measure how much fiduciary responsibility will save investors?
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Ms. STEELMAN: There's a shareholder risk to holding these stocks, and as state treasurer, I believe I had a fiduciary responsibility to protect these pension funds.
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Buy-side firms want to see who is doing the best job of execution and they need TCA as investors and regulators expect more from them in fiduciary responsibility.
Besides, a venture firm's fiduciary responsibility is to its investors.
Correspondingly, the governments hold shares of the banks and are their financial guarantor, this in conjunction with their fiduciary responsibility as eurozone members aids in decreasing their ratings by the agencies.
Legally, the agent's obligations to buyer and seller are generally governed by state laws, and most of those emphasize the agent's fiduciary responsibility to the seller, said real estate expert Jack M.
Brotman is so convinced that long-term care insurance is critical for retirement planning that he asks clients who turn it down to sign a waiver that absolves his firm from fiduciary responsibility for the decision.
Trustees and their investment committees are the ultimate bearers of fiduciary responsibility for all investment decisions, and trustees should be mindful about selecting an outsourcing provider that can help them fulfill the fiduciary obligations in the most effective way.
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In an Apr. 29 complaint, Matthew alleges that Eisenberg breached his fiduciary responsibility by transferring funds "for either no value or less than market value" from the young Pritzker's trust to other family trusts at least 50 times, thereby collecting undisclosed fees.
Furthermore, the way we look at it, by slowing an order down and displaying the information of that order to a limited audience who has no obligation to the flashed order ahead of a potential execution, you are not fulfilling the fiduciary responsibility of best execution as we interpret it.
Another danger the GAO pointed out: 401(k) providers often deliberately structure company plans to avoid accepting fiduciary, or legal, responsibility for the plans under the Employee Retirement Income Security Act (ERISA).
Other considerations support the claim that social responsibility is not inconsistent with fiduciary duties.
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On the other hand, when paid fiduciary companies mismanage funds, they violate their professional responsibility, and some veterans have experienced mistreatment that was not properly addressed.
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