Coalition members also wrote to the heads of the New York Stock Exchange and the federal Securities and Exchange Commission.
Whether the means involve Federal Election Commission disclosure requirements, Securities and Exchange Commission rules on shareholder resolutions, or simply tagging those with opposing views as "hate groups, " the object is clear: to limit debate by forcing one side off the playing field.
All of this malfeasance was going on despite the shocking and extraordinary revelation on page eight of the report that "teams of government monitors" from the Securities and Exchange Commission and the Federal Reserve "took up residence" at Lehman supposedly to monitor its financial condition.
It is an issue that has already been raised in reference to Sedona Sedona. in an ongoing civil lawsuit against a number of brokers and hedge funds and in a Securities and Exchange Commission federal court case filed in April in New York against one brokerage and several individuals.
It is an issue that has already been raised in reference to Sedona Sedona (otcbb: SDNA - news - people ). in an ongoing civil lawsuit against a number of brokers and hedge funds and in a Securities and Exchange Commission federal court case filed in April in New York against one brokerage and several individuals.
For example independent agencies like the Securities and Exchange Commission, the Commodity Futures Trading Commission and the Federal Reserve get a pass on review.
The U.S. Federal Bureau of Investigation and Securities and Exchange Commission are investigating Olympus.
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Investment companies are subject to stringent federal laws and oversight by the U.S. Securities and Exchange Commission (SEC).
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Nine states, the Federal Energy Regulatory Commission and the U.S. Securities and Exchange Commission are reviewing the deal.
Securities regulation in America has been a largely federal matter ever since the establishment of the Securities and Exchange Commission in 1934.
"Unfortunately these types of cybercrimes involving ATMs, where you've got a flash mob going out across the globe, are becoming more and more common, " said Rose Romero, a former federal prosecutor and regional director for the U.S. Securities and Exchange Commission.
Rivera came to an end yesterday when a federal judge in Mississippi granted the Securities and Exchange Commission a summary judgment against Rivera, barring him forever from the penny-stock business.
In fact, according to a complaint filed last November in federal court in Manhattan by The Securities and Exchange Commission, neither Mattera nor any of the other participants ever owned the shares.
Along with the FDIC, the draft is the work of staffers at the Office of the Comptroller of the Currency, Board of Governors of the Federal Reserve System, and the Securities and Exchange Commission.
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In addition, securitisers face probes by several state attorneys-general, the Internal Revenue Service, the Federal Bureau of Investigation, the Securities and Exchange Commission and the Justice Department, as well as lawsuits from investors and a rising number of stricken municipalities.
A., as well as of federal regulatory agencies, such as the Securities and Exchange Commission and the Department of Energy.
It would establish an oversight board comprised of the chairmen of the Federal Reserve, Federal Deposit Insurance Corp. and the Securities and Exchange Commission.
To prevent a repeat of the credit crunch and market breakdowns we have witnessed over the past two years, extensive rule-making by the Securities and Exchange Commission, the Commodity Futures Trading Commission and the Federal Deposit Insurance Corporation, among others, will be necessary.
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At a separate hearing Thursday morning in the Senate, Treasury Secretary Henry Paulson, Federal Reserve Chairman Ben Bernanke, and Securities and Exchange Commission Chairman Christopher Cox testified on the effects of the crisis on the economy and the efforts to fix the problems.
The Securities and Exchange Commission and other federal regulators are currently considering revising auditing standards adopted five years ago in the Sarbanes-Oxley Act.
In fact, the federal agency that regulates these products (the Securities and Exchange Commission) has been found to be compromised by conflicts of interest.
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In that regard, utility deals need approval from the public service commissions of each jurisdiction in which the combined entity is to do business, as well as the Securities and Exchange Commission, the Federal Energy Regulatory Commission and the Federal Trade Commission.
The U.S. Securities and Exchange Commission is charged with regulating the markets and protecting investors by upholding federal securities laws.
If all that weren't bad enough, the neophytes overseeing public pension plans are not subject to comprehensive federal or state regulation or to the strictures that the Securities and Exchange Commission imposes on private sector money managers.
The FBI and the Securities and Exchange Commission examined operations at all major government departments that release economic data, including the Federal Reserve and the departments of Energy and Agriculture, according to people familiar with the investigation.
Expected to testify: Paulson, Federal Reserve Chairman Ben Bernanke, U.S. Securities and Exchange Commission Chairman Chris Cox, New York Fed President Timothy Geithner, Bear Stearns President and Chief Executive Officer Alan Schwartz and JPMorgan Chase Chairman and CEO James Dimon.
Expected to testify: Paulson, Federal Reserve Chairman Ben Bernanke, U.S. Securities and Exchange Commission Chairman Chris Cox, New York Fed President Timothy Geithner, Bear Stearns (nyse: BSC - news - people ) President and Chief Executive Officer Alan Schwartz and JPMorgan Chase (nyse: JPM - news - people ) Chairman and CEO James Dimon.
Wall Street will be re-regulated by the U.S. Securities and Exchange Commission, the Treasury and the Federal Reserve Board.
The companies will continue to file reports with the Securities and Exchange Commission, and they remain subject to federal securities laws.
Regulators like the Securities and Exchange Commission, the FDIC, and the Federal Reserve want public input before implementing the rules.
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