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While, in some instances, the customer-service goal may be commendable, unfortunately, the execution of this scenario often runs afoul of as basic a building block, a keystone as it were, of compliance and regulation as exists.
FORBES: Settled Stop Loss Order Is Loss For Stockbroker
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The UN's Secretariat was charged with its execution, but the Security Council maintained a sanctions committee that reserved the right to block any transactions requested by Iraq.
ECONOMIST: A fair-minded report at a crucial time | The
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While, in some instances, the customer-service goal may be commendable, unfortunately, the execution of this scenario often runs afoul of engaging in a violation of as basic a building block, a keystone as it were, of compliance and regulation as exists.
FORBES: Stockbroker Undone By Email Trail Of Undisclosed Customer Settlement