• The wave of debt buybacks, the analysts say, is the latest illustration of European banks' quick-fix solution to capital problems, in exchange for potential funding problems down the road.

    WSJ: New Tactics Boost Bank Profits

  • Short notice of NYSE Euronext's plan to run the Big Board on the company's all-electronic Arca exchange posed potential difficulties that brokers weren't prepared to address with a little over 12 hours to go before trading was to begin, according to people involved in the discussions.

    WSJ: U.S. Stock, Bond Markets to Close Tuesday

  • But the notion of sacrificing a limited amount of safety in exchange for upside potential is profoundly relevant to retail investors' needs right now.

    WSJ: Stocks Are Riskier Than You Think

  • In the exchange regarding a potential acquisition of Spansion, Inc.

    FORBES: Rajaratnam Evidence -- Where Are The Emails?

  • In March, 2011, Sands disclosed that it was being investigated by the Department of Justice and the Securities and Exchange Commission for potential violations of the Foreign Corrupt Practices Act.

    NEWYORKER: The God of Gamblers

  • Not all usage will be positive, of course, but I think that brands now understand that irony and even rude humor can be powerful forces in the viral spreading of videos and will likely accept the loss of total control in exchange for the potential upside.

    FORBES: Tellagami Makes Fast, Fun User Generated Video Content For The Mobile Generation

  • Nasdaq is in preliminary talks with the Securities and Exchange Commission over a potential settlement related to its botched handling of Facebook's much-anticipated offering, according to people with knowledge of the discussions.

    WSJ: Nasdaq Talks Settlement in Facebook IPO

  • But the implication is clear: The exchange has also eliminated one potential conflict of interest.

    FORBES: Magazine Article

  • Chicago Mercantile Exchange -- The Chicago Merc should have a bang-up year with its large store of capital, and huge growth potential in currency exchange and swaps.

    FORBES: Magazine Article

  • But it is interesting to note that Chase Manhattan, concerned about liability over its multiple roles in the Rutherford-Moran fiasco, agreed that same day to return 2.2 million penny-a-share warrants in exchange for a release from potential litigation.

    FORBES: Relationship banking

  • Rather than flash the order for a potential mate, the exchange can route it through the dark pools that expressed indications of interest.

    WSJ: Ban on Flash Orders Is Considered by SEC

  • The next potential catalyst for the exchange rate between the dollar and the yen will come from the U.S., where nonfarm payrolls data will be released after Asian markets close.

    WSJ: Asian Shares Mixed; Japan Outperforms

  • America's Securities and Exchange Commission widened its probe into the potential wrongdoings of mutual funds .

    ECONOMIST: Yukos's woes

  • However the sector drew strength from steady demand and a greater presence worldwide, particularly on high-potential markets less affected by exchange rate fluctuations.

    FORBES: Swiss Watch Exports Enjoy Record Growth In 2011

  • That creates potential problems under the Securities Exchange Act, which requires auditors to report instances of possible illegality to the board and to be satisfied that the corporation is responding appropriately.

    FORBES: The Next Big Scandal

  • Pakistan's ambassador to the United States was forced to resign, amid allegations that he was behind a memo pledging to eject senior soldiers close to the Taliban in Pakistan, in exchange for American help in preventing any potential coup.

    ECONOMIST: Politics this week

  • The next potential risk event for the exchange rate between the dollar and the yen could be the Group of 20 finance ministers meeting in Washington set to commence later, where it's possible that representatives of other countries could express their view on Japan's quantitative easing program and its potential impact on the global economy.

    WSJ: Asian Shares Fall as Commodities Slide

  • In December, Levanon alluded to the potential for more banks joining the exchange.

    FORBES: Barclays Goes To Israel

  • At its root, studios are trying to protect potential sales from new releases in exchange for offering content to distributors like NCR or Netflix.

    FORBES: Foxy Deal For News Corp. Helps Drive Stock To $20

  • The Exchange goes beyond surveillance of the market and reporting potential criminal breaches to government authorities.

    FORBES: Readers Say

  • That yield spread is dwarfed by the potential gain (or loss) from exchange-rate shifts.

    FORBES: Greenback on Its Back

  • The NYSE says it needs more time to connect its systems to those of potential rivals, including the International Securities Exchange and Knight Trading's Direct Edge.

    FORBES: Magazine Article

  • And in sharp contrast to Asia, over half of New Zealand's foreign debt is denominated in its own currency, reducing the potential impact of a fall in the exchange rate.

    ECONOMIST: A kiwi conundrum

  • Facebook's latest disclosures to the Securities and Exchange Commission contain both good and bad news for potential investors in the IPO, which is expected to be the largest Internet listing in history.

    WSJ: Facebook's Growth Slows

  • The exchange operator goes through a rigorous process when studying potential new products, deciding on specifications, testing them, preparing systems, validating the interest from industry and traders, then preparing for the launch.

    FORBES: CME Group's Hunnable: Copper-Trading Volume Sharply Higher; Big Rise During Asian Hours

  • Last year, Rep. Miller and I asked the Government Accountability Office (GAO) to investigate problems with government regulation and enforcement of pension statutes, including whether the PBGC currently, or in the past, employs any consultants the Securities and Exchange Commission (SEC) has identified as having potential conflicts of interest.

    FORBES: PBGC Consultant Subpoenaed by DOL (May 2, 2006 )

  • Instead of welcoming each new immigrant as a potential instructor of his or her language in exchange for learning English, we have marginalized our immigrant population and reject their mother tongues while offering antiquated, often inaccessible English training.

    FORBES: Language Learning Helps Businesses Compete Globally

  • To learn about other potential field study partnerships, please visit The Research Exchange.

    FORBES: First Minutes Are Critical in New-Employee Orientation

  • He also cited potential for increased investment demand should base-metals exchange-traded funds gain in popularity.

    FORBES: Stable-Higher Aluminum Expected From Participants, Delegates At Conference

  • In exchange, the AGs would agree to release the banks from potential liabilities that states might pursue.

    FORBES: Primary Prosecutors of Mortgage Fraud? Pension Funds And Plaintiffs' Lawyers

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