Khuzami turned around the Enforcement Division by instituting its biggest reorganization in thirty years.
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On Tuesday January 6th, Lawrence West of the SEC's enforcement division said the charges could be broadened.
The enforcement division is finally stepping in on the subprime issue, with investigations into how some banks participated in the structured finance business.
In other words, while the reinstatement division of the NCAA is finished, the enforcement division of the body is likely still at work.
She would not say whether the two companies are under investigation, but said the matter had been referred to the SEC's enforcement division.
The SEC said it had forwarded Wolf's request to its enforcement division and would not discuss whether an investigation of those firms was underway.
He doubled the size of his securities enforcement division to 20 lawyers and, in April 2001, delivered the first set of subpoenas to Merrill Lynch and other investment banks.
Most of the work, especially in the enforcement division, is done by staff attorneys and there is no easy way to automate the process, although measures are being discussed.
Essentially this means that the SEC will mainly focus on its Enforcement division, where it will continue to monitor tips, complaints, and referrals, along with market watch activities and monitoring market technology operations.
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"One set of shareholders should not be able to get a jump on other shareholders just because the company is selectively disclosing important information, " said George Canellos, acting director of the SEC's enforcement division.
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One potential remedy would be to remove the Division of Enforcement from the SEC and have it become a separate division within the Department of Justice.
How many resulted in the initiation of investigations by the Division of Enforcement?
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Did the taxpayers get bang for the buck from the Division of Enforcement?
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Part of the problem facing the Division of Enforcement is that all decisions about bringing or settling cases must be approved by the Commission.
"Most social media are perfectly suitable methods for communicating with investors, " George Canellos, acting director of the SEC's division of enforcement, explained in a statement.
Was the Division of Enforcement run scrupulously and ethically?
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How many were referred to the Division of Enforcement?
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"Foreign-based hedge funds that trade on the U.S. markets cannot turn a blind eye to compliance with U.S. federal securities laws, " said Antonia Chion, associate director in the SEC's division of enforcement.
"Steinberg essentially got an advance copy of Dell and Nvidia's quarterly earnings announcements, allowing him to trade on tomorrow's news today, " said George S. Canellos, acting director of the SEC's Division of Enforcement.
Did the Division of Enforcement deter securities fraud?
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"Most social media are perfectly suitable methods for communicating with investors, but not if the access is restricted or if investors don't know that's where they need to turn to get the latest news, " said George Canellos, acting director of the SEC's division of enforcement, in a statement.
WSJ: SEC Says Companies Can Use Social Media to Alert Investors
"The historic monetary sanctions against CR Intrinsic and its affiliates are a sharp warning that the SEC will hold hedge fund advisory firms and their funds accountable when employees break the law to benefit the firm, " George S. Canellos, acting director of the SEC's Division of Enforcement, said in a statement.
The state Division of Gaming Enforcement, which typically vets casino owners for possible organized crime ties, is nearly finished with extensive background checks, Mr. Thomas said.
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Hammond, Deputy Assistant Attorney General of the Antitrust Division's criminal enforcement program.
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He then served in the Mississippi Department of Human Services as the Director of the Division of Child Support Enforcement until his appointment to the Hinds County Circuit Court in 1991.
The Division has stepped up enforcement of employment discrimination.
As a result, the Civil Rights Division remains actively involved in the enforcement of civil rights laws in a variety of settings relevant to AAPI communities.
Some Republicans remain wary of Perez's aggressive enforcement as head of the Justice Department's Civil Rights Division.
Hate crimes enforcement is among the earliest of our responsibilities in the Civil Rights Division.
WHITEHOUSE: Initiative on Asian Americans and Pacific Islanders Blog
In the Civil Rights Division, one way we do this is by ensuring that law enforcement officials treat everyone equally and are not violating the constitutional rights of the people they serve.
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