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The SEC Division of Trading and Markets publicly stated that they would not recommend action against online VC advisers that are not broker-dealers.
FORBES: Will VC Advisors Open The Doors To Crowdfunders?
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"The OCC has historically been thought to be sympathetic to banking interests, " said Michael Greenberger, a law professor at the University of Maryland and former director of the Commodity Futures Trading Commission's division of trading and markets.
WSJ: Lawmakers Probe Oversight of J.P. Morgan
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"The concern is if enough volume and order flow gets diverted into dark markets, at some point we would ask whether you would have reached a tipping point at which the public price discovery from displayed markets is being hurt, " said Jamie Brigagliano, co-director of the SEC's trading and markets division.
WSJ: Ban on Flash Orders Is Considered by SEC