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Instead, buyers would either have to make a more direct examination of the securities before purchasing them or make sure the rater they use is truly up to the task.
FORBES: Fact and Comment
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Charles Grassley, R-Iowa, took direct aim Tuesday at Securities and Exchange Commission officials who had been in charge of an investigation into allegations of insider trading by Pequot Capital Management .
FORBES: Magazine Article
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Mutual and pension funds are making direct equity investments, bypassing securities firms.
ECONOMIST: The future of finance | The
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Some of these debt instruments are: consumer loans, micro loans, factoring, direct real estate loans and mortgage backed securities.
FORBES: Bonds Are Just One Of Many Ways To Make Money In Debt
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The Commission sanctioned the Direct Edge entities for violations of the federal securities laws.
FORBES: Reg SCI Gets A 'Yes But' From SEC Commissioner Aguilar
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The NYSE says it needs more time to connect its systems to those of potential rivals, including the International Securities Exchange and Knight Trading's Direct Edge.
FORBES: Magazine Article
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We heard a lot about the banks that were rendered insolvent by mortgage securities gone bad, but rarely about the individual savers with direct and indirect exposure to imprudent borrowers.
FORBES: The Ongoing, and Hideous Lie About 'Victimized' Mortgage Holders
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The Fed's information-sharing agreement with the Securities and Exchange Commission is not enough, and Geithner did not believe direct regulation of hedge funds is practical, but tighter supervision of the amount of risk taken on by lending to hedge funds could help prevent excessive leverage.
FORBES: Magazine Article
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Today's announcement by the Fed that it will purchase direct debt obligations of Fannie Mae, Freddie Mac and the Federal Home Loan Banks, and also mortgage backed securities guaranteed by Fannie, Freddie and Ginnie Mae, underscores our support for the housing market.
FORBES: Magazine Article