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Managers often direct client commissions to brokers who have assisted their marketing efforts.
FORBES: Pensions and Brokerage: The Brokerage Battlefield Revisited (October 1, 2000)
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The Municipal Securities Rulemaking Board, a self-regulatory body that reports to the Securities and Exchange Commission, has proposed rules that would require brokers to ask clients about the importance of state tax benefits, explain a client's direct-sold in-state plan for comparison purposes, and determine what is most suitable for the client--instead of just pushing broker-sold out-of-state plans that might carry higher commissions for them.
FORBES: Magazine Article
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When my client decided to re-direct his charitable giving to this organization he did so with the confidence that comes from investing in a way that is both emotionally and practically sound.
FORBES: When Picking Charities, Use Your Heart...And Your Head
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In early 2002, petitioner was offered a larger, enhanced role as the COO for the institutional client group, where she would have direct supervisory responsibility over approximately 750 people, as opposed to her previous position as COO of global foreign exchange operations where she had direct supervisory responsibility over approximately 200 people.
FORBES: New York Likes to Hang on to the 1% as Long as it Can
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Mr Kenyatta's lead lawyer Stephen Kay has argued that as witness four is the only direct person linking Mr Kenyatta to the Mungiki, without him there is no case against his client.
BBC: Kenya: Uhuru Kenyatta challenges ICC case