Rather than focus on making goal-setting a dynamic, business-centric process, it became an HR compliance program.
Omega Protein says it recently hired a former state regulator to oversee its environmental compliance program.
Your anti-corruption compliance program has access to excellent (and expensive) technology at no incremental hard cost.
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Because a strong internal compliance program should be an integrated part of corporate social responsibility.
By tying your anti-corruption compliance program into your overall control framework, you create a much more stable, much more defensible platform.
FORBES: Creating Efficiencies In Your Anti-Corruption Compliance Program
BlackRock "maintains a rigorous compliance program...designed to assist BlackRock and its employees to comply with all applicable laws and regulations, " says its spokeswoman.
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What makes compliance convergence not only possible but almost inevitable is that many different functions within an overall compliance program look for the same information.
FORBES: Creating Efficiencies In Your Anti-Corruption Compliance Program
However, if this is what a Compliance program looks like, banks would do better saving the money on training and should instead invest in Public Relations.
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Microsoft appears to have instituted a robust anti-bribery compliance program.
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As a result of that settlement, the drugmaker signed a five-year Corporate Integrity Agreement, which required establishing an internal compliance program and reporting violations, among other things ( read more here).
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"We are committed to complying with all laws and regulations and are in the process of implementing a number of specific, concrete actions to strengthen our compliance program in India, " the Wal-Mart spokeswoman said.
Argenbright put a compliance program in place at Philadelphia Airport -- but not before another FAA audit showed that the company continued to violate regulations, including the hiring of individuals with prior criminal records.
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In it the Office of the Comptroller of the Currency, the Federal Reserve and the Office of Thrift Supervision merely asked that the banks establish a compliance program to ensure mortgages comply with the rules.
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Establish a compliance program to ensure mortgage-servicing and foreclosure operations, including loss mitigation and loan modification, comply with all applicable legal requirements and supervisory guidance, and assure appropriate policies and procedures, staffing, training, oversight, and quality control of those processes.
There turn out to be at least six different facets to this approach: the establishment of an internal compliance program, bona fide market making, reasonably expected near-term demands of clients, registration under securities or commodities laws, revenue from fees and commission, etc.
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Although the prescription to base your compliance efforts on an assessment of risk is the most basic of common sense axioms, and although it applies generally to your entire compliance program, the Department of Justice has driven the point home and made it clear as well that an anti-corruption risk assessment is an absolute must-do.
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We will continue to contribute to the compliance testing program for DisplayPort 1.2 as it gains more and more traction as an industry standard.
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Unlike the streamlined version, this loan requires an independent 203(k) consultant to visit the site to ensure compliance with the program.
Louisiana Office of Community Development Executive Director Pat Forbes said the state is working to get the homeowners to document their compliance with the program.
HomePlug operates the powerline networking industry's largest Compliance and Interoperability Certification Program to ensure true multi-vendor co-existence and interoperability.
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"Under the cease and desist order, Standard Chartered must improve its program for compliance with US economic sanctions, Bank Secrecy Act, and anti-money-laundering requirements, " the Fed said.
Naturally, the FBI claims that the NGI program is in compliance with the U.S. Privacy Act.
So the company simply included Year 2000 compliance as part of its normal program of up-grades.
In clinical trials, at least 80% of patients take their medicine. (If they don't, they wind up being nagged by counselors.) "Try getting that kind of compliance for a diet or exercise program, " he says.
On February 8, 2011, the IRS announced the 2011 Offshore Voluntary Disclosure Initiative (OVDI) following on the success of the 2009 Offshore Voluntary Disclosure Program (OVDP), which was announced many years after the 2003 Offshore Voluntary Compliance Initiative (OVCI) and the 2003 Offshore Credit Card Program (OCCP).
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The program will be conducted in compliance with the Securities and Exchange Commission's Rule 10b-18 and applicable legal requirements and shall be subject to market conditions and other factors.
Corporate legal and compliance professionals who are concerned that the bounty program will invariably substantially alter the way future investigations proceed will want to keep these considerations in mind.
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Recommend a plan to develop an interactive Government-wide Internet program to identify applicable collections and facilitate compliance.
Companies that register with FinCEN as money transmitters must hire a chief compliance officer, implement an anti-money-laundering program and alert authorities if they believe a transaction might be tied to suspicious activity.
Americans abroad who are in the 2011 OVDI program were given no other options for coming into compliance.
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