She is also keen on a new Securities and Exchange Commission rule that will eventually require the disclosure of money managers' proxy votes and voting policies.
The U.S. Federal Communications Commission must first rule on whether it would cut back on competition and harm consumers.
Niederauer is pushing the Securities and Exchange Commission to approve rule changes making the remaining specialists designated market makers, helping them improve profits.
The U.S. Securities and Exchange Commission was mulling rule changes that threatened to put its 212-year-old floor trading system at a severe disadvantage to electronic rivals.
Not to be outdone, the U.S. Securities and Exchange Commission proposed a rule that would bar all but the wealthiest 1.3% of households from investing in these demon vehicles.
The program will be conducted in compliance with the Securities and Exchange Commission's Rule 10b-18 and applicable legal requirements and shall be subject to market conditions and other factors.
However the Commission did not rule out the possibility that a complex monopoly situations may exist within the sector, in favour of electrical goods retailers who offer extended warranties at the point of sale.
The Parades Commission was established to rule on what should happen with such parades and facilitate mediation to resolved disputed marches.
The Federal Trade Commission started enforcing the rule last year.
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In the summer of 2007 the commission abolished the uptick rule, which held that a stock couldn't be shorted unless it had gone up in price.
America's Securities and Exchange Commission passed a new rule intended to make it easier for shareholders to remove directors at companies they feel are underperforming or paying their bosses too much.
Disclosure should be mandatory and I believe the Commission will propose such a rule in the near future.
FORBES: U.S. Institute Senior Delegates�� Roundtable Speech (June 7, 2004 )
This means that if Congress tells, say, the Securities and Exchange Commission to write a new rule, it doesn't enter Mr. Sunstein's tally.
The Securities and Exchange Commission approved today a preliminary rule that would require hedge funds and private equity managers to register with the agency.
Erika Morphy recently wrote about the Securities and Exchange Commission vote to adopt a rule requiring companies to trace and audit certain minerals.
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Irish voters also disliked the idea that Lisbon was going to break the link between nation states and the European Commission, by ending the rule that every country gets a commissioner all the time.
In its decision Wednesday, the commission created an exemption in the rule for iPhone.
The commission was told it can only rule where parades are notified to the police.
The European Commission took longer than expected to rule on the merger, requesting more information in January before making its decision in February.
For some months now, the Securities and Exchange Commission has been considering a new rule that would require corporations to disclose political donations.
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The Federal Electricity Regulatory Commission (FERC) passed a rule last week, Order No. 1000, that aims to facilitate the building of transmission infrastructure, the wires that bring us electricity from the power plant or other generation device.
The Commission vote to issue the amended Final Rule was 3-1-1, with Commissioner J.
The Securities and Exchange Commission unanimously decided to put a new rule in place that will ban unfiltered access into the markets.
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On Monday the Securities and Exchange Commission made what was previously a temporary rule about failing to locate a stock before shorting it permanent yesterday.
The Commission can either enforce the proposed sanction or rule the case not proven.
The Securities and Exchange Commission voted along party lines to adopt a rule requiring companies to trace and audit certain minerals as to their origination.
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The Securities and Exchange Commission (SEC) today adopted a new rule establishing large trader reporting requirements, in an effort to improve their ability to identify high-frequency trading by large market participants.
FORBES: New Large Trader Rules Adopted; SEC Hopes To Better Monitor High-Frequency Trading
Reacting to the vote on Monday, European Commission President Jose Manuel Barroso said the adopted amendments "raise concerns with respect to the principle of the rule of law, EU law and Council of Europe standards" and the Commission would "make a detailed assessment" and act accordingly.
The Commission has supported the change but the new tax rule requires the agreement of all EU member states.
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