Operators participating in a Commission-approved safe-harbor program may use any consent method approved by the program.
Under commission-recapture programs, brokers rebate a portion of their commissions to investment managers and clients.
FORBES: U.S. Institute Senior Delegates�� Roundtable Speech (June 7, 2004 )
Many trade commission-free and fund management fees have been falling for months, across the board.
Advisers also complained that Fidelity replaced 10 of the commission-free iShares ETFs on its previous menu.
Under that agreement, Fidelity offered its brokerage clients commission-free online trades on 30 iShares ETFs.
My conclusion: Commission-free ETFs can be tempting, but may not be right for all investors.
The fees of commission-based agents and brokers are tied to specific products and transactions.
The European Commission - the EU's executive arm - argues that Chinese firms are unfairly undercutting rivals.
Schwab has a competitor, of course, in TD Ameritrade, which offers a similar number of commission-free funds.
The previous tally of 30 commission-free ETFs had been trumped first by TD Ameritrade, then by Schwab.
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Fees associated with operating the IRA are limited to commissions on trades (many ETFs trade commission-free now).
Item No. 3 is the commission, paid when buying and selling (unless your brokerage offers commission-free trades).
Borrowers get too easy a ride: not all of them were unsophisticated types, duped by commission-obsessed brokers.
The Commission - the EU's executive arm - drafts laws and acts as guardian of the treaties.
In an attention-grabbing article in Harvard Business Review, Pink argues that commission-based pay schemes are badly outdated.
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If a Securities and Exchange Commission-registered money manager had committed similar fraud, it would have been shut down.
This month the Commission - the EU's executive arm - has released a blueprint for a banking union.
For others, commission-free ETFs may lead to increased tinkering with asset allocations, to the detriment of long-term returns.
Most commission-based agents and brokers are no doubt sincere people trying to do honest work for their clients.
Fidelity has leapfrogged the competition in providing a less onerous holding period requirement for commission-free mutual fund trades.
This underlying commission-base structure creates a bias that permeates the entire transaction from the initial training to the execution.
FORBES: Your Financial Advisor's Payday: Are Commissions Contrary to Your Financial Well-Being?
Seventeen years later they again vied for the city's most prestigious commission--the dome.
Another method is commission-only, which is when you pay a commission each time you buy or sell an investment.
Be wary, however, of segregators who work on commission--they have a built-in incentive to inflate your deductions, Wittmer says.
Commission-based advisors with insurance licenses sell you whatever form of annuity would have performed well over the past decade.
FORBES: The False Promises of Annuities and Annuity Calculators
They stopped all commission-based compensation at Watts Valve and implemented new anti-corruption policies.
If you're investing through a brokerage firm that offers commission-free trades on some ETFs, your cheapest option may be ETFs.
Because the commission-free funds are so convenient that folks trade much too often, making their moves at the wrong times.
BrightScope.com provides online records -- at no charge -- on nearly 450, 000 financial professionals, from commission-based brokers to fee-only advisers.
The insurance industry and many brokers oppose it because it would likely change their business models from commission-based to client-centered.
FORBES: Investor Alert: Broker-Sold Investment Trouble Spots
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