When I review institutional portfolios, I regularly request, receive and review non-public SEC deficiency letters of firms handling client assets.

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Krys started filing lawsuits in April against registered shareholders that redeemed out of Fairfield Sentry, mostly custodian firms that were handling client funds.

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According to Cisco, one of the key functions of the SCV client software is handling the various connections a vehicle is expected to have in the near future.

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They can, though, be banned by the Office of Fair Trading (OFT) if they subsequently break the laws about misdescribing a property, handling a client's money, not declaring an interest in a property, or engage in some other form of dishonesty.

BBC: Estate agents 'need regulating'

But there is concern that insurers with a high rate of client turnover will have trouble handling the administrative costs.

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Mr. Smith cautions against implying that the client isn't capable of handling a portion of his or her own finances.

WSJ: When Clients Invest on the Side

In another example Conway flew to Brazil to help Talaris, a British portfolio company that makes ATMs and other cash-handling equipment, become a client of Banco do Brasil, a Carlyle fund partner.

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The brief and supporting evidence overwhelmingly demonstrate that CAIR was involved in a massive criminal fraud and cover-up that injured numerous client-victims who had looked to CAIR for legal assistance, yet the CAIR "attorney" allegedly handling their cases was in fact not an attorney.

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